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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBP
4001
NovaBridge Biosciences American Depositary Shares
NBP
$202M
$0 ﹤0.01%
81
– –
IMAX icon
4002
IMAX
IMAX
$2.66B
– –
-29
Closed –
IMOS
4003
ChipMOS TECHNOLOGIES
IMOS
$1.83B
– –
-32
Closed –
INVA icon
4004
Innoviva
INVA
$1.48B
$0 ﹤0.01%
25
– –
IONQ.WS
4005
IonQ Inc Warrants
IONQ.WS
$8.06B
$0 ﹤0.01%
250
– –
IRT icon
4006
Independence Realty Trust
IRT
$4.07B
– –
-142
Closed -$1K
IVR icon
4007
Invesco Mortgage Capital
IVR
$805M
$0 ﹤0.01%
23
– –
IVVD icon
4008
Invivyd
IVVD
$218M
$0 ﹤0.01%
500
– –
IWL icon
4009
iShares Russell Top 200 ETF
IWL
$2.28B
– –
-250
Closed -$21K
JRVR icon
4010
James River Group Holdings
JRVR
$217M
$0 ﹤0.01%
11
– –
KC
4011
Kingsoft Cloud Holdings
KC
$3.69B
$0 ﹤0.01%
150
– –
KELYA icon
4012
Kelly Services Class A
KELYA
$528M
$0 ﹤0.01%
12
– –
KEMQ icon
4013
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
– –
-49
Closed –
KODK icon
4014
Kodak
KODK
$983M
$0 ﹤0.01%
131
– –
KOD icon
4015
Kodiak Sciences
KOD
$2.84B
$0 ﹤0.01%
6
– –
KOP icon
4016
Koppers
KOP
$969M
$0 ﹤0.01%
7
– –
KRC icon
4017
Kilroy Realty
KRC
$4.42B
– –
-166
Closed -$6K
KREF
4018
KKR Real Estate Finance Trust
KREF
$499M
$0 ﹤0.01%
12
– –
KRNT icon
4019
Kornit Digital
KRNT
$791M
$0 ﹤0.01%
30
-85
-74% -$2.12K
KRNY icon
4020
Kearny Financial
KRNY
$599M
$0 ﹤0.01%
62
+1
+2% +$10
KSA icon
4021
iShares MSCI Saudi Arabia ETF
KSA
$621M
– –
-682
Closed -$27K
KURA icon
4022
Kura Oncology
KURA
$850M
$0 ﹤0.01%
26
-111
-81% -$1.61K
LASR icon
4023
nLIGHT
LASR
$3.17B
– –
-32
Closed –
HAPN
4024
Happen Inc
HAPN
$2.24B
$0 ﹤0.01%
31
+1
+3% +$10
LCTX icon
4025
Lineage Cell Therapeutics
LCTX
$278M
$0 ﹤0.01%
280
– –
159 160
161
162 163

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.