We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAFC icon
3976
Hanmi Financial
HAFC
$946M
$0 ﹤0.01%
6
– –
HCC icon
3977
Warrior Met Coal
HCC
$4.86B
$0 ﹤0.01%
20
– –
HCI icon
3978
HCI Group
HCI
$2.41B
$0 ﹤0.01%
6
– –
HCM icon
3979
HUTCHMED
HCM
$2.17B
– –
-19
Closed –
HEPS
3980
D-Market Electronic Services & Trading
HEPS
$990M
$0 ﹤0.01%
28
– –
HFXI icon
3981
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.06B
$0 ﹤0.01%
18
– –
HLIO icon
3982
Helios Technologies
HLIO
$2.76B
– –
-169
Closed -$8K
HLIT icon
3983
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
54
– –
HLX icon
3984
Helix Energy Solutions
HLX
$1.41B
$0 ﹤0.01%
77
– –
HOPE icon
3985
Hope Bancorp
HOPE
$1.79B
$0 ﹤0.01%
53
+1
+2% +$13
HRMY icon
3986
Harmony Biosciences
HRMY
$2.24B
$0 ﹤0.01%
3
– –
HRTX icon
3987
Heron Therapeutics
HRTX
$92.9M
– –
-200
Closed –
HSII
3988
DELISTED
Heidrick & Struggles
HSII
$0 ﹤0.01%
10
– –
HSTM icon
3989
HealthStream
HSTM
$840M
$0 ﹤0.01%
9
– –
HTLD icon
3990
Heartland Express
HTLD
$956M
$0 ﹤0.01%
68
+1
+1% +$15
HTRB icon
3991
Hartford Total Return Bond ETF
HTRB
$2.22B
– –
-106
Closed -$3K
HVT icon
3992
Haverty Furniture Companies
HVT
$454M
$0 ﹤0.01%
6
– –
HWKN icon
3993
Hawkins
HWKN
$2.71B
$0 ﹤0.01%
10
– –
HYGV icon
3994
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
– –
-2,264
Closed -$88K
HYLN icon
3995
Hyliion Holdings
HYLN
$690M
$0 ﹤0.01%
209
-10
-5% -$27
IFN
3996
Aberdeen India Fund
IFN
$504M
$0 ﹤0.01%
18
-1,200
-99% -$19.2K
IGRO icon
3997
iShares International Dividend Growth ETF
IGRO
$1.32B
– –
-78
Closed -$3K
IIIN icon
3998
Insteel Industries
IIIN
$625M
$0 ﹤0.01%
5
– –
ILPT
3999
Industrial Logistics Properties Trust
ILPT
$586M
$0 ﹤0.01%
106
– –
ILTB icon
4000
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
– –
-4
Closed –
158 159
160
161 162

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.