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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
AstraZeneca
AZN
$250B
| $11.9M | 0.05% |
87,590
+1,037
| +1% | +$142K |
|
377
Designer Brands
DBI
$333M
| $11.8M | 0.05% |
934,000
-98
| -0% | -$1.05K |
|
378
iShares Global Clean Energy ETF
ICLN
$2.4B
| $11.8M | 0.05% |
808,437
-599,362
| -43% | -$10.1M |
|
379
Herc Holdings
HRI
$5.61B
| $11.8M | 0.05% |
98,962
-15,853
| -14% | -$2.07M |
|
|
MASI
380
DELISTED
Masimo
MASI
| $11.7M | 0.05% |
133,719
-18,290
| -12% | -$2.13M |
|
381
Shopify
SHOP
$195B
| $11.6M | 0.04% |
212,218
-727
| -0.3% | -$44K |
|
382
Dimensional International Value ETF
DFIV
$21.6B
| $11.6M | 0.04% |
354,929
+237
| +0.1% | +$7.9K |
|
383
Omnicell
OMCL
$1.68B
| $11.5M | 0.04% |
255,806
-9,178
| -3% | -$556K |
|
384
General Motors
GM
$76.8B
| $11.5M | 0.04% |
348,110
-86,548
| -20% | -$3.08M |
|
385
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
| $11.4M | 0.04% |
158,165
-2,593
| -2% | -$193K |
|
386
Trinity Capital Inc.
TRIN
$1.71B
| $11.4M | 0.04% |
822,156
-12,083
| -1% | -$175K |
|
387
iShares US Technology ETF
IYW
$25.2B
| $11.4M | 0.04% |
109,044
+1,316
| +1% | +$143K |
|
388
Royal Bank of Canada
RY
$293B
| $11.4M | 0.04% |
130,654
+11,455
| +10% | +$1.07M |
|
389
Albertsons Companies
ACI
$5.83B
| $11.4M | 0.04% |
501,982
+476,779
| +1,892% | +$10.6M |
|
390
Vanguard Financials ETF
VFH
$13.6B
| $11.3M | 0.04% |
141,185
-36,119
| -20% | -$3.02M |
|
391
JPMorgan US Quality Factor ETF
JQUA
$8.48B
| $11.2M | 0.04% |
259,984
+71,922
| +38% | +$3.21M |
|
392
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $11.2M | 0.04% |
147,725
-2,018
| -1% | -$157K |
|
393
Newmont
NEM
$119B
| $11.2M | 0.04% |
302,584
+25,133
| +9% | +$1.02M |
|
394
Array Technologies
ARRY
$855M
| $11.1M | 0.04% |
502,302
-195,145
| -28% | -$4.24M |
|
395
Ralph Lauren
RL
$23.5B
| $11.1M | 0.04% |
95,389
-29,002
| -23% | -$3.51M |
|
396
Vanguard High Dividend Yield ETF
VYM
$82.8B
| $10.9M | 0.04% |
105,979
+1,753
| +2% | +$188K |
|
397
Johnson Controls International
JCI
$92.2B
| $10.9M | 0.04% |
205,379
+189,231
| +1,172% | +$11.7M |
|
398
IPG Photonics
IPGP
$3.84B
| $10.9M | 0.04% |
107,605
-19,312
| -15% | -$2.18M |
|
399
Oneok
OKE
$54.5B
| $10.9M | 0.04% |
171,927
+44,866
| +35% | +$2.93M |
|
400
Starwood Property Trust
STWD
$6.09B
| $10.7M | 0.04% |
554,634
-5,042
| -0.9% | -$102K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.