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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAXJ icon
376
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.79B
$6.88M 0.04%
72,839
+1,066
+1% +$99.7K
BAX icon
377
Baxter International
BAX
$14.7B
$6.85M 0.04%
85,075
+23,107
+37% +$1.94M
FTCS icon
378
First Trust Capital Strength ETF
FTCS
$7.92B
$6.85M 0.04%
90,639
+30,484
+51% +$2.27M
BALL icon
379
Ball Corp
BALL
$17B
$6.83M 0.04%
84,308
+805
+1% +$69.7K
ARKK icon
380
ARK Innovation ETF
ARKK
$6.09B
$6.8M 0.04%
52,027
+20,701
+66% +$2.41M
F icon
381
Ford
F
$56.8B
$6.8M 0.04%
457,566
+191,596
+72% +$2.55M
CBOE icon
382
Cboe Global Markets
CBOE
$30.1B
$6.79M 0.04%
57,010
+16,003
+39% +$1.76M
BKLN icon
383
Invesco Senior Loan ETF
BKLN
$6.79B
$6.73M 0.04%
303,812
+5,631
+2% +$125K
BNDX icon
384
Vanguard Total International Bond ETF
BNDX
$82.3B
$6.69M 0.04%
117,234
+101,235
+633% +$5.77M
CWB icon
385
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
$6.63M 0.04%
76,413
+7,403
+11% +$626K
VYM icon
386
Vanguard High Dividend Yield ETF
VYM
$82.6B
$6.62M 0.04%
63,240
+7,134
+13% +$749K
OBDC icon
387
Blue Owl Capital
OBDC
$5.56B
$6.61M 0.04%
463,271
+66,017
+17% +$949K
WBA
388
DELISTED
Walgreens Boots Alliance
WBA
$6.6M 0.04%
125,518
+37,636
+43% +$2.02M
ENTG icon
389
Entegris
ENTG
$22B
$6.6M 0.04%
53,661
+498
+0.9% +$57.2K
SHY icon
390
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$6.57M 0.04%
76,285
+45,719
+150% +$3.94M
ROP icon
391
Roper Technologies
ROP
$38.8B
$6.55M 0.04%
13,942
+246
+2% +$109K
WORK
392
DELISTED
Slack Technologies, Inc.
WORK
$6.54M 0.04%
147,761
+121,329
+459% +$5.19M
XLP icon
393
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$6.41M 0.04%
91,685
+4,811
+6% +$337K
TWLO icon
394
Twilio
TWLO
$29.5B
$6.36M 0.04%
16,140
+7,421
+85% +$2.58M
ERIC icon
395
Ericsson
ERIC
$33.7B
$6.18M 0.03%
491,637
+167,215
+52% +$2.24M
UBER icon
396
Uber
UBER
$147B
$6.18M 0.03%
123,410
-672
-0.5% -$35.1K
SRLN icon
397
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$6.17M 0.03%
133,381
+11,081
+9% +$510K
IWP icon
398
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$6.17M 0.03%
54,505
+24,443
+81% +$2.61M
SPTI icon
399
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$6.17M 0.03%
190,433
+4,543
+2% +$147K
RVTY icon
400
Revvity
RVTY
$12.4B
$6.16M 0.03%
39,905
+37,042
+1,294% +$5.21M
14 15
16
17 18

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.