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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WBA
376
DELISTED
Walgreens Boots Alliance
WBA
| $4.82M | 0.03% |
87,882
+11,174
| +15% | +$552K |
|
377
Entergy
ETR
$50B
| $4.82M | 0.03% |
96,904
+40,218
| +71% | +$1.9M |
|
378
L3Harris
LHX
$53.4B
| $4.81M | 0.03% |
23,750
+2,022
| +9% | +$379K |
|
379
GSK
GSK
$106B
| $4.8M | 0.03% |
107,734
+8,864
| +9% | +$402K |
|
|
BRW
380
Saba Capital Income & Opportunities Fund
BRW
$339M
| $4.78M | 0.03% |
515,314
+107,729
| +26% | +$983K |
|
381
Exelon
EXC
$47B
| $4.78M | 0.03% |
153,201
+113,073
| +282% | +$3.4M |
|
382
Altria Group
MO
$114B
| $4.77M | 0.03% |
93,306
+13,177
| +16% | +$590K |
|
383
Paychex
PAYX
$42.7B
| $4.76M | 0.03% |
48,601
+7,282
| +18% | +$671K |
|
384
SS&C Technologies
SSNC
$18.6B
| $4.7M | 0.03% |
67,260
+6,380
| +10% | +$431K |
|
385
Tractor Supply
TSCO
$18.1B
| $4.69M | 0.03% |
132,450
+19,560
| +17% | +$624K |
|
386
Teradyne
TER
$59.3B
| $4.65M | 0.03% |
38,244
+7,911
| +26% | +$994K |
|
|
XIFR
387
XPLR Infrastructure LP
XIFR
$1.08B
| $4.61M | 0.03% |
63,274
+10,558
| +20% | +$812K |
|
|
PPL
388
PPL Corp
PPL
$26.7B
| $4.53M | 0.03% |
157,086
+50,099
| +47% | +$1.4M |
|
389
Oshkosh
OSK
$9.59B
| $4.51M | 0.03% |
38,059
+36,584
| +2,480% | +$3.79M |
|
390
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $4.48M | 0.03% |
87,353
+87,328
| +349,312% | +$4.33M |
|
391
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $4.48M | 0.03% |
118,109
+58,154
| +97% | +$2.1M |
|
392
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
| $4.47M | 0.03% |
275,520
-26,648
| -9% | -$434K |
|
393
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
| $4.41M | 0.03% |
48,164
+13,765
| +40% | +$1.26M |
|
394
Citizens Financial Group
CFG
$30.6B
| $4.32M | 0.03% |
97,945
+63,771
| +187% | +$2.65M |
|
395
Pentair
PNR
$11B
| $4.3M | 0.03% |
68,991
+13,691
| +25% | +$785K |
|
396
iShares Russell Mid-Cap Value ETF
IWS
$16B
| $4.29M | 0.03% |
39,262
-3,458
| -8% | -$360K |
|
397
Ericsson
ERIC
$33.3B
| $4.28M | 0.03% |
324,422
+52,861
| +19% | +$673K |
|
398
Global Payments
GPN
$22.8B
| $4.27M | 0.03% |
21,187
+4,852
| +30% | +$967K |
|
399
First Trust Capital Strength ETF
FTCS
$7.95B
| $4.26M | 0.03% |
60,155
-16,266
| -21% | -$1.11M |
|
400
Canadian National Railway
CNI
$76.6B
| $4.22M | 0.03% |
36,391
+1,595
| +5% | +$177K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.