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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
iShares US Aerospace & Defense ETF
ITA
$14.7B
| $1.61M | 0.02% |
22,324
+21,136
| +1,779% | +$2.16M |
|
377
WEC Energy
WEC
$35.1B
| $1.6M | 0.02% |
18,162
-16,566
| -48% | -$1.59M |
|
378
Allstate
ALL
$67.5B
| $1.6M | 0.02% |
17,444
-341,012
| -95% | -$37.1M |
|
379
Universal Health Services
UHS
$10.5B
| $1.6M | 0.02% |
16,141
+3,684
| +30% | +$466K |
|
380
BlackRock TCP Capital
TCPC
$345M
| $1.6M | 0.02% |
255,727
+58,624
| +30% | +$727K |
|
|
NPKI
381
NPK International
NPKI
$1.14B
| $1.58M | 0.02% |
1,764,524
-17,259
| -1% | -$64.7K |
|
|
GLQ
382
Clough Global Equity Fund
GLQ
$158M
| $1.58M | 0.02% |
+178,470
| New | +$2.05M |
|
383
Hercules Capital
HTGC
$3.23B
| $1.57M | 0.02% |
205,464
-6,865
| -3% | -$89.6K |
|
384
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $1.56M | 0.02% |
29,875
+11,298
| +61% | +$601K |
|
385
Starwood Property Trust
STWD
$6.09B
| $1.56M | 0.02% |
152,037
-40,967
| -21% | -$897K |
|
386
Corpay
CPAY
$25.7B
| $1.56M | 0.02% |
8,340
+8,275
| +12,731% | +$2.28M |
|
387
Simon Property Group
SPG
$72.3B
| $1.55M | 0.02% |
28,272
-9,030
| -24% | -$1.08M |
|
388
Huntington Bancshares
HBAN
$35.5B
| $1.55M | 0.02% |
188,421
+12,485
| +7% | +$154K |
|
389
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
| $1.53M | 0.02% |
28,346
+26,921
| +1,889% | +$1.71M |
|
390
Banco Bradesco
BBD
$36.7B
| $1.52M | 0.02% |
500,066
+495,820
| +11,677% | +$2.55M |
|
391
EOG Resources
EOG
$70.7B
| $1.52M | 0.02% |
42,282
+32,828
| +347% | +$2.13M |
|
392
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| $1.51M | 0.02% |
1,185
| – | – |
|
|
ABB
393
DELISTED
ABB Ltd
ABB
| $1.49M | 0.02% |
86,185
+21,223
| +33% | +$464K |
|
394
iShares US Technology ETF
IYW
$25.2B
| $1.48M | 0.02% |
29,036
-3,544
| -11% | -$205K |
|
395
Las Vegas Sands
LVS
$29.6B
| $1.48M | 0.02% |
34,833
+31,178
| +853% | +$1.89M |
|
396
First Trust Capital Strength ETF
FTCS
$7.95B
| $1.48M | 0.02% |
29,716
+22,324
| +302% | +$1.29M |
|
397
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
| $1.47M | 0.02% |
35,926
-453,536
| -93% | -$22.3M |
|
398
Altria Group
MO
$114B
| $1.46M | 0.02% |
37,871
+17,915
| +90% | +$795K |
|
399
VanEck Biotech ETF
BBH
$422M
| $1.46M | 0.02% |
11,392
+42
| +0.4% | +$5.66K |
|
400
Newmont
NEM
$119B
| $1.45M | 0.02% |
31,925
+15,503
| +94% | +$700K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.