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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WKC icon
3951
World Kinect Corp
WKC
$1.86B
– –
-205
Closed -$6K
WRLD icon
3952
World Acceptance Corp
WRLD
$873M
– –
-18
Closed -$3K
WT icon
3953
WisdomTree
WT
$3.22B
$0 ﹤0.01%
100
– –
WTI icon
3954
W&T Offshore
WTI
$518M
– –
-318
Closed -$1K
XMTR icon
3955
Xometry
XMTR
$5.34B
$0 ﹤0.01%
+3
New +$154
XOS icon
3956
Xos
XOS
$37.7M
– –
-30
Closed -$4K
XPL icon
3957
Solitario Resources
XPL
$72.9M
$0 ﹤0.01%
400
– –
XSD icon
3958
State Street SPDR S&P Semiconductor ETF
XSD
$3.04B
– –
-12
Closed -$2K
XTNT icon
3959
Xtant Medical Holdings
XTNT
$62.3M
$0 ﹤0.01%
120
– –
YCBD icon
3960
cbdMD
YCBD
$5.93M
$0 ﹤0.01%
1
– –
ZUMZ icon
3961
Zumiez
ZUMZ
$339M
$0 ﹤0.01%
+8
New +$365
NEUE
3962
DELISTED
NeueHealth
NEUE
– –
-75
Closed -$48K
ASTH icon
3963
Astrana Health
ASTH
$1.77B
$0 ﹤0.01%
+11
New +$904
SEI
3964
Solaris Energy Infrastructure
SEI
$3.82B
– –
-249
Closed -$2K
IPM
3965
Intelligent Protection Management Corp
IPM
$24.1M
$0 ﹤0.01%
72
– –
TBCH
3966
Turtle Beach Corp
TBCH
$277M
– –
-30
Closed –
FFAIW
3967
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$0 ﹤0.01%
+500
New +$734
RVNC
3968
DELISTED
Revance Therapeutics, Inc.
RVNC
$0 ﹤0.01%
45
-472
-91% -$7.87K
AKTS
3969
DELISTED
Akoustis Technologies Inc
AKTS
– –
-855
Closed -$8K
PIXY
3970
DELISTED
ShiftPixy, Inc. Common Stock
PIXY
– –
0
– -$3K
ALPP
3971
DELISTED
Alpine 4 Holdings Inc
ALPP
$0 ﹤0.01%
+50
New +$1.11K
ASXC
3972
DELISTED
Asensus Surgical, Inc.
ASXC
$0 ﹤0.01%
1
– –
FREE
3973
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-405
Closed -$4K
SIX
3974
DELISTED
Six Flags Entertainment Corp.
SIX
$0 ﹤0.01%
+14
New +$583
MODN
3975
DELISTED
MODEL N, INC.
MODN
$0 ﹤0.01%
26
– –
157 158
159
160 161

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.