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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FF icon
3926
Future Fuel
FF
$223M
$0 ﹤0.01%
46
– –
FFIC
3927
DELISTED
Flushing Financial
FFIC
$0 ﹤0.01%
13
– –
FHLC icon
3928
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
– –
-350
Closed -$20K
FIDU icon
3929
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
– –
-366
Closed -$15K
FISR icon
3930
State Street Fixed Income Sector Rotation ETF
FISR
$494M
– –
-218
Closed -$5K
FLCA icon
3931
Franklin FTSE Canada ETF
FLCA
$830M
– –
-69
Closed -$1K
FLGB icon
3932
Franklin FTSE United Kingdom ETF
FLGB
$903M
– –
-465
Closed -$9K
FLN icon
3933
First Trust Latin America AlphaDEX Fund
FLN
$37.3M
$0 ﹤0.01%
+5
New +$84
FLQM icon
3934
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.61B
$0 ﹤0.01%
3
– –
FMY
3935
First Trust Mortgage Income Fund
FMY
$48.7M
$0 ﹤0.01%
9
– –
FNK icon
3936
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$0 ﹤0.01%
+3
New +$128
FOA icon
3937
Finance of America Companies
FOA
$198M
$0 ﹤0.01%
+13
New +$191
FOSL icon
3938
Fossil Group
FOSL
$318M
$0 ﹤0.01%
23
+4
+21% +$17
FORR icon
3939
Forrester Research
FORR
$224M
$0 ﹤0.01%
5
– –
FRO icon
3940
Frontline
FRO
$8.85B
– –
-150
Closed -$1K
FRSX
3941
Foresight Autonomous Holdings
FRSX
$3.64M
– –
0
– –
FSP
3942
Franklin Street Properties
FSP
$46.8M
$0 ﹤0.01%
36
– –
FSTA icon
3943
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
– –
-455
Closed -$18K
FSV icon
3944
FirstService
FSV
$6.32B
– –
-119
Closed -$14K
FTCI icon
3945
FTC Solar
FTCI
$44.9M
– –
-60
Closed -$1K
FYBR
3946
DELISTED
Frontier Communications
FYBR
$0 ﹤0.01%
1
– –
FYT icon
3947
First Trust Small Cap Value AlphaDEX Fund
FYT
$193M
$0 ﹤0.01%
+3
New +$135
GAME icon
3948
GameSquare
GAME
$37.3M
$0 ﹤0.01%
3
– –
GAN
3949
DELISTED
GAN Ltd
GAN
– –
-200
Closed –
TDAY
3950
USA Today Co
TDAY
$1.06B
$0 ﹤0.01%
1
– –
156 157
158
159 160

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.