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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTN
3926
DELISTED
SpartanNash
SPTN
– –
-57
Closed -$1K
SQQQ icon
3927
ProShares UltraPro Short QQQ
SQQQ
$1.71B
– –
-4
Closed -$4K
NSLR
3928
Neostellar Capital Corp
NSLR
$254M
– –
-831
Closed -$10K
THR
3929
DELISTED
Thermon Group Holdings
THR
$0 ﹤0.01%
+57
New +$997
TIPT icon
3930
Tiptree Inc
TIPT
$675M
– –
-93
Closed –
TMCI icon
3931
Treace Medical Concepts
TMCI
$309M
– –
-53
Closed -$1K
TOPS icon
3932
TOP Ships
TOPS
$4.24M
– –
-14
Closed -$4K
TTNP
3933
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
TXMD icon
3934
TherapeuticsMD
TXMD
$24M
– –
-700
Closed -$25K
UFCS icon
3935
United Fire Group
UFCS
$1.4B
$0 ﹤0.01%
+14
New +$315
UFO icon
3936
Procure Space ETF
UFO
$645M
$0 ﹤0.01%
8
– –
USA icon
3937
Liberty All-Star Equity Fund
USA
$1.85B
– –
-18
Closed –
USNA icon
3938
Usana Health Sciences
USNA
$286M
– –
-27
Closed -$2K
USSG icon
3939
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$590M
– –
-5,547
Closed -$220K
VAL.WS icon
3940
Valaris Ltd Warrants
VAL.WS
$667M
$0 ﹤0.01%
+2
New +$7
VC icon
3941
Visteon
VC
$2.78B
$0 ﹤0.01%
+8
New +$889
VRE
3942
DELISTED
Veris Residential
VRE
$0 ﹤0.01%
20
– –
VRM icon
3943
Vroom Inc
VRM
$48.2M
$0 ﹤0.01%
1
-3
-75% -$4.04K
VTOL icon
3944
Bristow Group
VTOL
$1.36B
– –
-14
Closed –
VVR icon
3945
Invesco Senior Income Trust
VVR
$454M
$0 ﹤0.01%
151
+1
+0.7% +$4
WAFD icon
3946
WaFd
WAFD
$2.75B
$0 ﹤0.01%
17
– –
WDFC icon
3947
WD-40
WDFC
$3.15B
$0 ﹤0.01%
2
-2
-50% -$466
WFRD icon
3948
Weatherford International
WFRD
$6.22B
$0 ﹤0.01%
+5
New +$137
WGS icon
3949
GeneDx Holdings
WGS
$2.3B
– –
-785
Closed -$196K
WGSWW
3950
DELISTED
GeneDx Holdings Warrant
WGSWW
– –
-8,629
Closed -$18K
156 157
158
159 160

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.