We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIDO icon
3901
iShares MSCI Indonesia ETF
EIDO
$501M
– –
-500
Closed -$11K
EIG icon
3902
Employers Holdings
EIG
$889M
$0 ﹤0.01%
3
– –
CHRN
3903
ChronoScale Holdings
CHRN
$3.04B
$0 ﹤0.01%
1
– –
ELVN icon
3904
Enliven Therapeutics
ELVN
$4.43B
– –
-4,500
Closed -$41K
EMGF icon
3905
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
– –
-6,004
Closed -$230K
ENVA icon
3906
Enova International
ENVA
$6.29B
$0 ﹤0.01%
15
– –
EPAC icon
3907
Enerpac Tool Group
EPAC
$1.93B
– –
-67
Closed -$1K
EPRT icon
3908
Essential Properties Realty Trust
EPRT
$6.62B
$0 ﹤0.01%
32
-31
-49% -$675
EPS icon
3909
WisdomTree US LargeCap Fund
EPS
$1.65B
– –
-1,000
Closed -$38K
EPU icon
3910
iShares MSCI Peru and Global Exposure ETF
EPU
$567M
$0 ﹤0.01%
31
– –
EP.PRC icon
3911
El Paso Energy Capital Trust I
EP.PRC
$223M
– –
-54
Closed -$2K
EQ icon
3912
Equillium
EQ
$133M
$0 ﹤0.01%
600
-50
-8% -$80
ERTH icon
3913
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$0 ﹤0.01%
6
– –
EVF
3914
Eaton Vance Senior Income Trust
EVF
$90.5M
– –
-101
Closed –
EVGOW
3915
DELISTED
EVgo Inc Warrants
EVGOW
$0 ﹤0.01%
1,250
– –
EVI icon
3916
EVI Industries
EVI
$180M
– –
-81
Closed -$1K
EVM
3917
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-1,080
Closed -$9K
EZPW icon
3918
Ezcorp Inc
EZPW
$1.71B
$0 ﹤0.01%
19
– –
FARO
3919
DELISTED
Faro Technologies
FARO
$0 ﹤0.01%
28
– –
FATE icon
3920
Fate Therapeutics
FATE
$326M
$0 ﹤0.01%
4
– –
FBZ
3921
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$0 ﹤0.01%
+7
New +$75
FCEL icon
3922
FuelCell Energy
FCEL
$1.63B
$0 ﹤0.01%
6
-1
-14% -$96
FCF icon
3923
First Commonwealth Financial
FCF
$2.17B
$0 ﹤0.01%
45
– –
DMC
3924
Del Monte Corp
DMC
$1.45B
$0 ﹤0.01%
9
– –
FDUS icon
3925
Fidus Investment
FDUS
$772M
$0 ﹤0.01%
+41
New +$779
155 156
157
158 159

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.