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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCKY icon
3901
Rocky Brands
RCKY
$369M
– –
-346
Closed -$16K
RGP icon
3902
Resources Connection
RGP
$145M
$0 ﹤0.01%
14
-61
-81% -$1.08K
RLMD icon
3903
Relmada Therapeutics
RLMD
$527M
$0 ﹤0.01%
27
– –
RM icon
3904
Regional Management Corp
RM
$303M
– –
-17
Closed –
RMR icon
3905
The RMR Group
RMR
$332M
$0 ﹤0.01%
6
-89
-94% -$3.08K
ROOT icon
3906
Root
ROOT
$798M
$0 ﹤0.01%
6
– –
RUSHA icon
3907
Rush Enterprises Class A
RUSHA
$6.22B
– –
-74
Closed -$2K
SABR icon
3908
Sabre
SABR
$835M
$0 ﹤0.01%
+35
New +$336
SAGE
3909
DELISTED
Sage Therapeutics
SAGE
$0 ﹤0.01%
19
– –
ECHO
3910
EchoStar
ECHO
$26.2B
– –
-90
Closed -$2K
SBGI icon
3911
Sinclair Inc
SBGI
$1.03B
– –
-35
Closed -$1K
SBH icon
3912
Sally Beauty Holdings
SBH
$1.58B
$0 ﹤0.01%
46
– –
SBS icon
3913
Sabesp
SBS
$18.7B
$0 ﹤0.01%
578
-489
-46% -$635
SBSI icon
3914
Southside Bancshares
SBSI
$967M
$0 ﹤0.01%
10
– –
SDOW icon
3915
ProShares UltraPro Short Dow 30
SDOW
$137M
– –
-31
Closed -$4K
SEB icon
3916
Seaboard Corp
SEB
$4.06B
– –
-1
Closed -$4K
SENEA icon
3917
Seneca Foods Class A
SENEA
$1.21B
– –
-29
Closed -$1K
SHE icon
3918
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$0 ﹤0.01%
5
– –
SJT
3919
San Juan Basin Royalty Trust
SJT
$118M
– –
-1
Closed –
SKY icon
3920
Champion Homes
SKY
$5.14B
$0 ﹤0.01%
2
– –
SLF icon
3921
Sun Life Financial
SLF
$45.4B
$0 ﹤0.01%
+14
New +$774
SMIN icon
3922
iShares MSCI India Small-Cap ETF
SMIN
$776M
– –
-1,000
Closed -$60K
SNBR
3923
DELISTED
Sleep Number
SNBR
– –
-10
Closed –
SNOA icon
3924
Sonoma Pharmaceuticals
SNOA
$6.89M
$0 ﹤0.01%
4
– –
TAOX
3925
Tao Synergies Inc
TAOX
$25.2M
$0 ﹤0.01%
1
– –
155 156
157
158 159

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.