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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLFU
3901
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
– –
-25,890
Closed -$408K
GHVIU
3902
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
– –
-400
Closed -$6K
ALXN
3903
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-13,253
Closed -$2.43M
WORK
3904
DELISTED
Slack Technologies, Inc.
WORK
– –
-147,761
Closed -$6.54M
DCRBU
3905
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
– –
-10,000
Closed -$114K
CNST
3906
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-16,894
Closed -$569K
BST.RT
3907
DELISTED
BlackRock Science and Technology Trust Rights (expiring July 14, 2021)
BST.RT
– –
-3,616
Closed -$2K
ALUS
3908
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-5,000
Closed -$49K
WPF
3909
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-14,750
Closed -$144K
FCAC
3910
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-4,600
Closed -$42K
CLII.U
3911
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
– –
-2,500
Closed -$42K
PRAH
3912
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-111
Closed -$17K
NAV
3913
DELISTED
Navistar International
NAV
– –
-1,000
Closed -$44K
MFGP
3914
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
146
– –
NLSN
3915
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
8
-185
-96% -$4.12K
ZGNX
3916
DELISTED
Zogenix, Inc.
ZGNX
$0 ﹤0.01%
+5
New +$78
KNL
3917
DELISTED
Knoll, Inc.
KNL
– –
-126
Closed -$3K
CHIX
3918
DELISTED
Global X MSCI China Financials ETF
CHIX
– –
-700
Closed -$10K
BDSI
3919
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$0 ﹤0.01%
+68
New +$257
GRA
3920
DELISTED
W.R. Grace & Co.
GRA
– –
-54
Closed -$3K
ORBC
3921
DELISTED
ORBCOMM, Inc.
ORBC
– –
-2,450,846
Closed -$27.5M
STMP
3922
DELISTED
Stamps.com, Inc.
STMP
– –
-56
Closed -$11K
RNWK
3923
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
– –
BHVN
3924
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-13
Closed -$1K
GAB.RT
3925
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-28,420
Closed -$3K
153 154 155 156
157

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.