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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBP icon
3876
Invesco DB Precious Metals Fund
DBP
$255M
$0 ﹤0.01%
15
– –
DCBO
3877
Docebo
DCBO
$566M
$0 ﹤0.01%
20
– –
DCOM icon
3878
Dime Commercial Bancshares
DCOM
$1.78B
$0 ﹤0.01%
5
– –
DFAE icon
3879
Dimensional Emerging Core Equity Market ETF
DFAE
$9.62B
– –
-134
Closed -$2K
DFAU icon
3880
Dimensional US Core Equity Market ETF
DFAU
$12.8B
– –
-1,125
Closed -$28K
DFEV icon
3881
Dimensional Emerging Markets Value ETF
DFEV
$2.02B
– –
-668
Closed -$13K
DH icon
3882
Definitive Healthcare
DH
$75.3M
– –
-316
Closed -$4K
DHC
3883
Diversified Healthcare Trust
DHC
$2.14B
$0 ﹤0.01%
95
+1
+1% +$1
DIHP icon
3884
Dimensional International High Profitability ETF
DIHP
$6.56B
– –
-124
Closed -$2K
DLO icon
3885
dLocal
DLO
$4.24B
$0 ﹤0.01%
44
-30
-41% -$528
DLX icon
3886
Deluxe
DLX
$1.15B
$0 ﹤0.01%
55
– –
DNOW icon
3887
DNOW Inc
DNOW
$2.99B
$0 ﹤0.01%
78
– –
DNTH icon
3888
Dianthus Therapeutics
DNTH
$6.09B
– –
-188
Closed -$4K
DOMO icon
3889
Domo
DOMO
$184M
– –
-1,560
Closed -$28K
DRH icon
3890
Diamondrock Hospitality Co
DRH
$2.56B
$0 ﹤0.01%
84
-79
-48% -$687
DSGN icon
3891
Design Therapeutics
DSGN
$876M
$0 ﹤0.01%
61
– –
DSGX icon
3892
Descartes Systems
DSGX
$6.82B
$0 ﹤0.01%
7
-318
-98% -$21.7K
DSU icon
3893
BlackRock Debt Strategies Fund
DSU
$597M
– –
-6,995
Closed -$62K
DX
3894
Dynex Capital
DX
$3.21B
– –
-307
Closed -$3K
DXPE icon
3895
DXP Enterprises
DXPE
$2.98B
$0 ﹤0.01%
9
– –
EBND icon
3896
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
– –
-87
Closed -$1K
EBON icon
3897
Ebang International Holdings
EBON
$12.3M
$0 ﹤0.01%
+100
New +$738
EC icon
3898
Ecopetrol
EC
$34.5B
$0 ﹤0.01%
75
– –
ECPG icon
3899
Encore Capital Group
ECPG
$2.13B
$0 ﹤0.01%
12
– –
EFC
3900
Ellington Financial
EFC
$1.71B
$0 ﹤0.01%
10
– –
154 155
156
157 158

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.