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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSIS icon
3876
OSI Systems
OSIS
$3.89B
$0 ﹤0.01%
+2
New +$188
OXSQ icon
3877
Oxford Square Capital
OXSQ
$157M
– –
-50,593
Closed -$204K
PAC icon
3878
Grupo Aeroportuario del Pacifico
PAC
$13.3B
$0 ﹤0.01%
+3
New +$384
PAHC icon
3879
Phibro Animal Health
PAHC
$1.39B
$0 ﹤0.01%
16
– –
PBYI icon
3880
Puma Biotechnology
PBYI
$454M
$0 ﹤0.01%
275
-1,048
-79% -$4.55K
PDD icon
3881
Pinduoduo
PDD
$131B
$0 ﹤0.01%
10
-90
-90% -$7.1K
PDN icon
3882
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
– –
-51
Closed -$1K
PEN icon
3883
Penumbra
PEN
$12.8B
$0 ﹤0.01%
+1
New +$264
PEO
3884
Adams Natural Resources Fund
PEO
$725M
– –
-3,297
Closed -$49K
PFIG icon
3885
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
2
– –
PFSI icon
3886
PennyMac Financial
PFSI
$4.02B
– –
-75
Closed -$4K
PGRE
3887
DELISTED
Paramount Group
PGRE
– –
-2,500
Closed -$22K
PHUN icon
3888
Phunware
PHUN
$43.6M
– –
-20
Closed –
PLMR icon
3889
Palomar
PLMR
$3.45B
– –
-19
Closed -$1K
PLOW icon
3890
Douglas Dynamics
PLOW
$1.02B
– –
-11
Closed –
PNTG icon
3891
Pennant Group
PNTG
$1.36B
– –
-26
Closed –
POWL icon
3892
Powell Industries
POWL
$7.71B
– –
-825
Closed -$6K
PPC icon
3893
Pilgrim's Pride
PPC
$6.54B
– –
-51
Closed -$1K
PRLB icon
3894
Protolabs
PRLB
$2.13B
– –
-80
Closed -$5K
PSEC icon
3895
Prospect Capital
PSEC
$1.17B
$0 ﹤0.01%
100
– –
PSR icon
3896
Invesco Active US Real Estate Fund
PSR
$60M
$0 ﹤0.01%
4
– –
PTN
3897
Palatin Technologies
PTN
$13.8M
– –
-2
Closed –
QABA icon
3898
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
– –
-1,518
Closed -$85K
QNCX icon
3899
Quince Therapeutics
QNCX
$29.5M
– –
-5
Closed -$91K
QURE icon
3900
uniQure
QURE
$3.22B
$0 ﹤0.01%
74
-1,226
-94% -$35.2K
154 155
156
157 158

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.