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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCO icon
3851
City Holding Co
CHCO
$2.04B
$0 ﹤0.01%
6
– –
CIB icon
3852
Grupo Cibest SA
CIB
$21.1B
$0 ﹤0.01%
17
-42
-71% -$1.08K
CIVB icon
3853
Civista Bancshares
CIVB
$589M
– –
-2
Closed –
CLOV icon
3854
Clover Health Investments
CLOV
$2.51B
$0 ﹤0.01%
29
+19
+190% +$25
CLSK icon
3855
CleanSpark
CLSK
$3.16B
$0 ﹤0.01%
250
– –
CMP icon
3856
Compass Minerals
CMP
$1.15B
$0 ﹤0.01%
9
-59
-87% -$2.44K
CMPR icon
3857
Cimpress
CMPR
$2.31B
– –
-15
Closed –
CMTL icon
3858
Comtech Telecommunications
CMTL
$51.8M
$0 ﹤0.01%
57
– –
CNDT icon
3859
Conduent
CNDT
$264M
$0 ﹤0.01%
30
-50
-63% -$192
CNK icon
3860
Cinemark Holdings
CNK
$4.32B
$0 ﹤0.01%
32
– –
CNRG icon
3861
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$208M
$0 ﹤0.01%
4
– –
CNS icon
3862
Cohen & Steers
CNS
$4.3B
– –
-50
Closed -$3K
CORT icon
3863
Corcept Therapeutics
CORT
$12B
$0 ﹤0.01%
38
– –
CPER icon
3864
United States Copper Index Fund
CPER
$772M
– –
-108
Closed -$2K
CRDF icon
3865
Cardiff Oncology
CRDF
$77.2M
– –
-163
Closed –
CRSR icon
3866
Corsair Gaming
CRSR
$1.55B
$0 ﹤0.01%
31
– –
CRVL icon
3867
CorVel
CRVL
$3.19B
$0 ﹤0.01%
9
– –
CSR
3868
Centerspace
CSR
$952M
$0 ﹤0.01%
4
– –
CTBI icon
3869
Community Trust Bancorp
CTBI
$1.41B
$0 ﹤0.01%
3
– –
CTRE icon
3870
CareTrust REIT
CTRE
$9.74B
$0 ﹤0.01%
12
– –
CTXR icon
3871
Citius Pharmaceuticals
CTXR
$18.7M
$0 ﹤0.01%
2
– –
CUBI icon
3872
Customers Bancorp
CUBI
$2.77B
$0 ﹤0.01%
9
-6
-40% -$187
CWCO icon
3873
Consolidated Water Co
CWCO
$488M
– –
-177
Closed -$2K
CXW icon
3874
CoreCivic
CXW
$3.19B
$0 ﹤0.01%
50
– –
DBI icon
3875
Designer Brands
DBI
$333M
$0 ﹤0.01%
27
– –
153 154
155
156 157

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.