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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOV icon
3851
Movado Group
MOV
$841M
– –
-57
Closed -$1K
MREO
3852
Mereo BioPharma
MREO
$47.3M
$0 ﹤0.01%
358
– –
MTH icon
3853
Meritage Homes
MTH
$4.86B
$0 ﹤0.01%
4
-38
-90% -$2.12K
MTR
3854
Mesa Royalty Trust
MTR
$5.33M
$0 ﹤0.01%
25
– –
MYE icon
3855
Myers Industries
MYE
$1.29B
$0 ﹤0.01%
+15
New +$304
NABL icon
3856
N-able
NABL
$940M
$0 ﹤0.01%
+2
New +$25
NAT icon
3857
Nordic American Tanker
NAT
$1.37B
– –
-8,500
Closed -$21K
NBN icon
3858
Northeast Bank
NBN
$1.14B
– –
-52
Closed -$1K
NDLS icon
3859
Noodles & Co
NDLS
$107M
$0 ﹤0.01%
6
– –
NFBK
3860
DELISTED
Northfield Bancorp
NFBK
$0 ﹤0.01%
+16
New +$276
NG icon
3861
NovaGold Resources
NG
$3.33B
– –
-30
Closed –
NHC icon
3862
National Healthcare
NHC
$3.38B
– –
-36
Closed -$2K
NOA
3863
North American Construction
NOA
$395M
– –
-700
Closed -$10K
NRC icon
3864
NRC Health Common Stock
NRC
$450M
– –
-105
Closed -$4K
NUS icon
3865
Nu Skin
NUS
$267M
$0 ﹤0.01%
16
-1,563
-99% -$69.5K
NVEC icon
3866
NVE Corp
NVEC
$609M
– –
-7
Closed –
NVEE
3867
DELISTED
NV5 Global
NVEE
– –
-244
Closed -$6K
NWBI icon
3868
Northwest Bancshares
NWBI
$2.28B
$0 ﹤0.01%
+19
New +$264
ADAM
3869
Adamas Trust
ADAM
$883M
$0 ﹤0.01%
1
-177
-99% -$2.9K
OI icon
3870
O-I Glass
OI
$1.08B
$0 ﹤0.01%
29
-488
-94% -$6.18K
OLO
3871
DELISTED
Olo Inc
OLO
– –
-140
Closed -$4K
OMAB icon
3872
Grupo Aeroportuario Centro Norte
OMAB
$5.33B
– –
-131
Closed -$6K
ONON icon
3873
On Holding
ONON
$12.5B
– –
-75
Closed -$2K
ONTO icon
3874
Onto Innovation
ONTO
$15.3B
$0 ﹤0.01%
+5
New +$431
OPRT icon
3875
Oportun Financial
OPRT
$372M
– –
-40
Closed -$1K
153 154
155
156 157

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.