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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNTK icon
3826
Kinetik
KNTK
$7.98B
– –
-28
Closed –
KODK icon
3827
Kodak
KODK
$983M
– –
-180
Closed -$1K
KOD icon
3828
Kodiak Sciences
KOD
$2.84B
$0 ﹤0.01%
+7
New +$712
KURA icon
3829
Kura Oncology
KURA
$850M
$0 ﹤0.01%
+26
New +$421
LAB icon
3830
Standard BioTools
LAB
$314M
$0 ﹤0.01%
10
– –
LASR icon
3831
nLIGHT
LASR
$3.17B
$0 ﹤0.01%
+32
New +$844
HAPN
3832
Happen Inc
HAPN
$2.24B
$0 ﹤0.01%
+30
New +$1.02K
LDI icon
3833
loanDepot
LDI
$516M
– –
-1,500
Closed -$8.78K
LE icon
3834
Lands' End
LE
$403M
$0 ﹤0.01%
28
– –
LEN.B icon
3835
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
2
– –
LIVN icon
3836
LivaNova
LIVN
$4.2B
$0 ﹤0.01%
+8
New +$667
LOVE
3837
LoveSac
LOVE
$261M
– –
-24
Closed -$1K
LPRO
3838
DELISTED
Open Lending Corp
LPRO
$0 ﹤0.01%
35
-1,135
-97% -$32.2K
LTC
3839
LTC Properties
LTC
$2.15B
$0 ﹤0.01%
+10
New +$334
LU icon
3840
Lufax Holding
LU
$1.3B
$0 ﹤0.01%
17
-320
-95% -$8.38K
MAX icon
3841
MediaAlpha
MAX
$821M
$0 ﹤0.01%
14
-66
-83% -$1.1K
MAXN
3842
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MBIO icon
3843
Mustang Bio
MBIO
$4.55M
– –
0
– –
MERC icon
3844
Mercer International
MERC
$39.8M
$0 ﹤0.01%
32
– –
METC icon
3845
Ramaco Resources Class A
METC
$649M
$0 ﹤0.01%
10
– –
MGRC icon
3846
McGrath RentCorp
MGRC
$2.92B
– –
-7
Closed –
MITT
3847
TPG Mortgage Investment Trust
MITT
$225M
$0 ﹤0.01%
46
– –
MMS icon
3848
Maximus
MMS
$3.1B
– –
-62
Closed -$5K
MNKD icon
3849
MannKind Corp
MNKD
$1.32B
$0 ﹤0.01%
200
– –
MOO icon
3850
VanEck Agribusiness ETF
MOO
$969M
– –
-26
Closed -$2K
152 153
154
155 156

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.