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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGI icon
3801
Angi Inc
ANGI
$196M
$0 ﹤0.01%
+6
New +$134
ANIK icon
3802
Anika Therapeutics
ANIK
$287M
$0 ﹤0.01%
13
– –
ANGO icon
3803
AngioDynamics
ANGO
$649M
$0 ﹤0.01%
17
– –
ANIP icon
3804
ANI Pharmaceuticals
ANIP
$1.78B
$0 ﹤0.01%
6
– –
AOK icon
3805
iShares Core Conservative Allocation ETF
AOK
$793M
– –
-3,581
Closed -$116K
AOSL icon
3806
Alpha and Omega Semiconductor
AOSL
$1.08B
– –
-140
Closed -$4K
APEI icon
3807
American Public Education
APEI
$940M
$0 ﹤0.01%
11
– –
APLE icon
3808
Apple Hospitality REIT
APLE
$3.82B
$0 ﹤0.01%
51
-46
-47% -$742
APOG icon
3809
Apogee Enterprises
APOG
$908M
$0 ﹤0.01%
9
– –
APPF icon
3810
AppFolio
APPF
$7.04B
$0 ﹤0.01%
3
– –
APPS icon
3811
Digital Turbine
APPS
$1.74B
$0 ﹤0.01%
30
-439
-94% -$6.75K
AQB icon
3812
AquaBounty Technologies
AQB
$6.02M
$0 ﹤0.01%
52
– –
ARDC
3813
Are Dynamic Credit Allocation Fund
ARDC
$298M
– –
-1,199
Closed -$14K
ATNI icon
3814
ATN International
ATNI
$492M
$0 ﹤0.01%
3
– –
AU icon
3815
AngloGold Ashanti
AU
$48.7B
$0 ﹤0.01%
14
– –
AUR icon
3816
Aurora
AUR
$13.8B
– –
-409
Closed –
AVD icon
3817
American Vanguard Corp
AVD
$68.9M
$0 ﹤0.01%
23
– –
AX icon
3818
Axos Financial
AX
$5.68B
$0 ﹤0.01%
17
-15
-47% -$572
AXDX
3819
DELISTED
Accelerate Diagnostics
AXDX
$0 ﹤0.01%
50
– –
FABC
3820
Fabric.AI Inc
FABC
$18.4M
$0 ﹤0.01%
+16
New +$1.12K
AZZ icon
3821
AZZ Inc
AZZ
$4.54B
$0 ﹤0.01%
10
– –
BALY icon
3822
Bally's
BALY
$658M
– –
-31
Closed –
BAND
3823
Bandwidth Inc
BAND
$1.61B
– –
-15
Closed –
BCO icon
3824
Brink's
BCO
$4.62B
$0 ﹤0.01%
14
– –
BEKE icon
3825
KE Holdings
BEKE
$18.8B
– –
-352
Closed -$6K
151 152
153
154 155

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.