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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAYW icon
3801
Hayward Holdings
HAYW
$3.36B
$0 ﹤0.01%
20
– –
HLX icon
3802
Helix Energy Solutions
HLX
$1.41B
– –
-202
Closed –
HNI icon
3803
HNI Corp
HNI
$3.59B
– –
-96
Closed -$3K
HOFV
3804
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$0 ﹤0.01%
1
– –
HOG icon
3805
Harley-Davidson
HOG
$2.71B
– –
-45
Closed -$1K
HSTM icon
3806
HealthStream
HSTM
$840M
$0 ﹤0.01%
10
– –
HTH icon
3807
Hilltop Holdings
HTH
$2.24B
– –
-36
Closed -$1K
HTHT icon
3808
Huazhu Hotels Group
HTHT
$13B
$0 ﹤0.01%
+5
New +$219
HUYA
3809
Huya Inc
HUYA
$558M
$0 ﹤0.01%
+50
New +$414
IART icon
3810
Integra LifeSciences
IART
$1.34B
– –
-24
Closed -$1K
IBCP icon
3811
Independent Bank Corp
IBCP
$844M
– –
-103
Closed -$2K
IBIO icon
3812
iBio
IBIO
$70M
$0 ﹤0.01%
2
-1
-33% -$381
IDT icon
3813
IDT Corp
IDT
$1.62B
– –
-63
Closed -$2K
IKT icon
3814
Inhibikase Therapeutics
IKT
$388M
– –
-250
Closed -$2K
IMKTA icon
3815
Ingles Markets
IMKTA
$1.67B
– –
-52
Closed -$3K
IMNM icon
3816
Immunome
IMNM
$2.83B
$0 ﹤0.01%
20
– –
INMD icon
3817
InMode
INMD
$880M
$0 ﹤0.01%
14
+4
+40% +$321
INVA icon
3818
Innoviva
INVA
$1.48B
$0 ﹤0.01%
16
-235
-94% -$4K
IRWD icon
3819
Ironwood Pharmaceuticals
IRWD
$714M
– –
-128
Closed -$1K
KE
3820
Kimball Electronics
KE
$628M
– –
-81
Closed -$2K
KEMQ icon
3821
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
– –
-850
Closed -$22K
KEP icon
3822
Korea Electric Power
KEP
$16B
$0 ﹤0.01%
+42
New +$397
KLXE icon
3823
KLX Energy Services
KLXE
$42.3M
$0 ﹤0.01%
28
– –
KMDA icon
3824
Kamada
KMDA
$419M
$0 ﹤0.01%
100
– –
KNDI
3825
Kandi Technologies Group
KNDI
$65.5M
$0 ﹤0.01%
+1
New +$4
151 152
153
154 155

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.