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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTOL icon
3801
Bristow Group
VTOL
$1.36B
$0 ﹤0.01%
+14
New +$409
VVR icon
3802
Invesco Senior Income Trust
VVR
$454M
$0 ﹤0.01%
150
+1
+0.7% +$4
VXRT
3803
DELISTED
Vaxart
VXRT
– –
-530
Closed -$3K
WAFD icon
3804
WaFd
WAFD
$2.75B
$0 ﹤0.01%
17
-41
-71% -$1.33K
WDFC icon
3805
WD-40
WDFC
$3.15B
$0 ﹤0.01%
4
-19
-83% -$4.56K
WIMI
3806
WiMi Hologram Cloud
WIMI
$24.5M
– –
-60
Closed -$3K
WING icon
3807
Wingstop
WING
$3.18B
$0 ﹤0.01%
4
-8
-67% -$1.36K
WIT icon
3808
Wipro
WIT
$20B
– –
-338
Closed -$1K
WNC icon
3809
Wabash National
WNC
$527M
– –
-2,340
Closed -$37K
WT icon
3810
WisdomTree
WT
$3.22B
$0 ﹤0.01%
100
– –
WULF icon
3811
TeraWulf
WULF
$8.52B
– –
-9,800
Closed -$189K
XPL icon
3812
Solitario Resources
XPL
$72.9M
$0 ﹤0.01%
400
– –
XTNT icon
3813
Xtant Medical Holdings
XTNT
$62.3M
$0 ﹤0.01%
120
– –
YCBD icon
3814
cbdMD
YCBD
$5.93M
$0 ﹤0.01%
1
– –
ZLAB icon
3815
Zai Lab
ZLAB
$2.62B
– –
-5
Closed –
ZVRA icon
3816
Zevra Therapeutics
ZVRA
$686M
– –
-125
Closed -$1K
DAY
3817
DELISTED
Dayforce
DAY
– –
-9
Closed –
PDYN icon
3818
Palladyne AI
PDYN
$296M
– –
-8
Closed –
ENFY
3819
DELISTED
Enlightify Inc
ENFY
– –
-100
Closed –
JBTM
3820
JBT Marel
JBTM
$6.39B
– –
-50
Closed -$7K
IPM
3821
Intelligent Protection Management Corp
IPM
$24.1M
$0 ﹤0.01%
+72
New +$275
TBCH
3822
Turtle Beach Corp
TBCH
$277M
$0 ﹤0.01%
+30
New +$875
CTEV
3823
Claritev Corp
CTEV
$556M
– –
-20
Closed -$7K
BCPC
3824
Balchem Corp
BCPC
$5.72B
$0 ﹤0.01%
+6
New +$812
NVRO
3825
DELISTED
NEVRO CORP.
NVRO
$0 ﹤0.01%
1
-7
-88% -$916
151 152
153
154 155

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.