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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVOP
3776
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$1K ﹤0.01%
46
– –
SWIR
3777
DELISTED
Sierra Wireless
SWIR
$1K ﹤0.01%
63
-333
-84% -$9.79K
CHRA
3778
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$1K ﹤0.01%
280
-2
-0.7% -$24
MFGP
3779
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
251
+3
+1% +$18
ESTE
3780
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1K ﹤0.01%
75
– –
VZIO
3781
DELISTED
VIZIO Holding Corp.
VZIO
$1K ﹤0.01%
200
– –
ABM icon
3782
ABM Industries
ABM
$2.84B
$0 ﹤0.01%
21
-86
-80% -$3.78K
ADTN icon
3783
Adtran
ADTN
$616M
$0 ﹤0.01%
19
– –
ADUS icon
3784
Addus HomeCare
ADUS
$2.23B
$0 ﹤0.01%
8
– –
AEG icon
3785
Aegon
AEG
$14.1B
$0 ﹤0.01%
281
-11
-4% -$51
AEHL icon
3786
Antelope Enterprise Holdings
AEHL
$1.07M
– –
0
– –
AENTW icon
3787
Alliance Entertainment Holding Corp Warrants
AENTW
$0 ﹤0.01%
2,500
– –
AEVA
3788
Aeva Technologies
AEVA
$1.86B
$0 ﹤0.01%
50
– –
AGL icon
3789
Agilon Health
AGL
$1.6B
$0 ﹤0.01%
1
-30
-97% -$14.1K
AGM icon
3790
Federal Agricultural Mortgage
AGM
$2.56B
– –
-16
Closed -$1K
AGYS icon
3791
Agilysys
AGYS
$3.06B
$0 ﹤0.01%
8
– –
AHRT
3792
AH Realty Trust
AHRT
$517M
$0 ﹤0.01%
30
– –
ALDX icon
3793
Aldeyra Therapeutics
ALDX
$93.5M
$0 ﹤0.01%
38
– –
ALGS icon
3794
Aligos Therapeutics
ALGS
$34.9M
– –
-3,100
Closed -$85K
OSG
3795
Octave Specialty Group
OSG
$222M
$0 ﹤0.01%
13
– –
AMPH icon
3796
Amphastar Pharmaceuticals
AMPH
$916M
$0 ﹤0.01%
14
– –
AMPL icon
3797
Amplitude
AMPL
$1.41B
$0 ﹤0.01%
80
– –
AMSF icon
3798
AMERISAFE
AMSF
$540M
$0 ﹤0.01%
22
+19
+633% +$1.01K
AMWL icon
3799
American Well
AMWL
$230M
$0 ﹤0.01%
+5
New +$360
ANDE icon
3800
Andersons Inc
ANDE
$2.22B
$0 ﹤0.01%
13
– –
150 151
152
153 154

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.