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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVOS icon
3751
Vivos Therapeutics
VVOS
$4.5M
$1K ﹤0.01%
140
– –
WB icon
3752
Weibo
WB
$1.95B
$1K ﹤0.01%
104
– –
WINA icon
3753
Winmark
WINA
$1.32B
$1K ﹤0.01%
+5
New +$1.19K
YOLO icon
3754
AdvisorShares Pure Cannabis ETF
YOLO
$31.1M
$1K ﹤0.01%
329
-300
-48% -$1.39K
MTUS icon
3755
Metallus
MTUS
$898M
$1K ﹤0.01%
+86
New +$1.53K
WBX.WS
3756
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$1K ﹤0.01%
2,500
– –
RVNC
3757
DELISTED
Revance Therapeutics, Inc.
RVNC
$1K ﹤0.01%
100
-945
-90% -$21.6K
B
3758
DELISTED
Barnes Group Inc.
B
$1K ﹤0.01%
30
– –
DNA.WS
3759
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$1K ﹤0.01%
5,100
-704
-12% -$302
VWE
3760
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$1K ﹤0.01%
500
– –
SP
3761
DELISTED
SP Plus Corporation
SP
$1K ﹤0.01%
38
– –
AEL
3762
DELISTED
American Equity Investment Life Holding Company
AEL
$1K ﹤0.01%
31
– –
DCFCW
3763
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$1K ﹤0.01%
5,000
– –
SOLO
3764
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$1K ﹤0.01%
+2,000
New +$2.13K
MARK
3765
DELISTED
Remark Holdings, Inc.
MARK
$1K ﹤0.01%
913
-1
-0.1% -$2
NTCO
3766
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$1K ﹤0.01%
240
-111
-32% -$538
WTER
3767
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
733
– –
LOCL.WS
3768
DELISTED
Local Bounti Corporation Every 13 warrants will be exercisable for one share of common stock at an exercise price of $149.50 per share of common stock
LOCL.WS
$1K ﹤0.01%
9,540
– –
ZYNE
3769
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$1K ﹤0.01%
2,000
– –
DICE
3770
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
$1K ﹤0.01%
34
– –
TWCBW
3771
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
$1K ﹤0.01%
7,425
– –
NMTR
3772
DELISTED
9 Meters Biopharma
NMTR
$1K ﹤0.01%
1,000
– –
GRNT.WS
3773
DELISTED
Granite Ridge Resources, Inc. Warrants to purchase Common Stock, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share
GRNT.WS
$1K ﹤0.01%
+1,562
New +$1.66K
MGI
3774
DELISTED
MoneyGram International, Inc. New
MGI
$1K ﹤0.01%
122
– –
NVCN
3775
DELISTED
Neovasc Inc.
NVCN
$1K ﹤0.01%
90
– –
149 150
151
152 153

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.