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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POWW icon
3751
Outdoor Holding Co
POWW
$297M
$1K ﹤0.01%
500
-2,000
-80% -$8.54K
PPC icon
3752
Pilgrim's Pride
PPC
$6.31B
$1K ﹤0.01%
69
-3,054
-98% -$88.3K
PRAX icon
3753
Praxis Precision Medicines
PRAX
$10.2B
$1K ﹤0.01%
33
-11
-25% -$548
RIGL icon
3754
Rigel Pharmaceuticals
RIGL
$778M
$1K ﹤0.01%
105
– –
RLMD icon
3755
Relmada Therapeutics
RLMD
$484M
$1K ﹤0.01%
27
– –
ROCK icon
3756
Gibraltar Industries
ROCK
$1.45B
$1K ﹤0.01%
28
-55
-66% -$2.35K
RSPU icon
3757
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$1K ﹤0.01%
28
– –
SABS icon
3758
SAB Biotherapeutics
SABS
$344M
$1K ﹤0.01%
150
+30
+25% +$298
SBIO icon
3759
ALPS Medical Breakthroughs ETF
SBIO
$215M
$1K ﹤0.01%
52
+2
+4% +$63
SBS icon
3760
Sabesp
SBS
$18.3B
$1K ﹤0.01%
670
-2,202
-77% -$3.73K
SEER icon
3761
Seer Inc
SEER
$119M
$1K ﹤0.01%
206
– –
SFNC icon
3762
Simmons First National
SFNC
$3.4B
$1K ﹤0.01%
73
-307
-81% -$7.1K
SHE icon
3763
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$1K ﹤0.01%
14
– –
SHO icon
3764
Sunstone Hotel Investors
SHO
$2.01B
$1K ﹤0.01%
177
– –
SITM icon
3765
SiTime
SITM
$20.7B
$1K ﹤0.01%
19
-1,121
-98% -$144K
SLAB icon
3766
Silicon Laboratories
SLAB
$7.2B
$1K ﹤0.01%
14
-183
-93% -$24.5K
SWVLW icon
3767
Swvl Holdings Corp Warrant
SWVLW
$1K ﹤0.01%
38,092
-1,500
-4% -$219
SXC icon
3768
SunCoke Energy
SXC
$799M
$1K ﹤0.01%
204
-250
-55% -$1.68K
TALO icon
3769
Talos Energy
TALO
$2.6B
$1K ﹤0.01%
75
-226
-75% -$4.05K
TGTX icon
3770
TG Therapeutics
TGTX
$7.52B
$1K ﹤0.01%
337
+21
+7% +$138
TIXT
3771
DELISTED
TELUS International
TIXT
$1K ﹤0.01%
44
– –
TMCWW
3772
TMC The Metals Company Warrants
TMCWW
$971K
$1K ﹤0.01%
10,000
– –
TOKE
3773
DELISTED
Cambria Cannabis ETF
TOKE
$1K ﹤0.01%
303
– –
TPH
3774
DELISTED
Tri Pointe Homes
TPH
$1K ﹤0.01%
116
-1,594
-93% -$28.1K
TRIB
3775
Trinity Biotech
TRIB
$8.91M
$1K ﹤0.01%
6
– –
149 150
151
152 153

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.