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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDIV icon
3751
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$75.5M
– –
-330
Closed -$10K
DDS icon
3752
Dillards
DDS
$9.56B
– –
-11
Closed -$1K
DFIN icon
3753
Donnelley Financial Solutions
DFIN
$1.16B
– –
-79
Closed -$2K
DHC
3754
Diversified Healthcare Trust
DHC
$2.14B
$0 ﹤0.01%
20
-608
-97% -$1.97K
DHT icon
3755
DHT Holdings
DHT
$3.02B
– –
-177
Closed -$1K
DHY
3756
Credit Suisse High Yield Credit Fund
DHY
$240M
– –
-2
Closed –
DLO icon
3757
dLocal
DLO
$4.24B
$0 ﹤0.01%
+3
New +$130
DLX icon
3758
Deluxe
DLX
$1.15B
$0 ﹤0.01%
11
– –
DOX icon
3759
Amdocs
DOX
$6.22B
– –
-1,231
Closed -$92K
DUST icon
3760
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$46.5M
– –
-1
Closed -$2K
DX
3761
Dynex Capital
DX
$3.21B
– –
-234
Closed -$4K
EAF icon
3762
GrafTech
EAF
$212M
– –
-66
Closed -$6K
EBC icon
3763
Eastern Bankshares
EBC
$5.23B
$0 ﹤0.01%
33
+1
+3% +$21
EBS icon
3764
Emergent Biosolutions
EBS
$248M
– –
-200
Closed -$10K
ECPG icon
3765
Encore Capital Group
ECPG
$2.13B
– –
-57
Closed -$2K
EGBN icon
3766
Eagle Bancorp
EGBN
$845M
$0 ﹤0.01%
+4
New +$232
ENVA icon
3767
Enova International
ENVA
$6.29B
– –
-40
Closed -$1K
ERTH icon
3768
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$0 ﹤0.01%
5
– –
ESI icon
3769
Element Solutions
ESI
$9.23B
– –
-127
Closed -$2K
FATE icon
3770
Fate Therapeutics
FATE
$326M
$0 ﹤0.01%
+8
New +$453
FCA icon
3771
First Trust China AlphaDEX Fund
FCA
$33.3M
– –
-280
Closed -$8K
FDMT icon
3772
4D Molecular Therapeutics
FDMT
$562M
– –
-1,070
Closed -$28K
FEMS icon
3773
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$0 ﹤0.01%
18
– –
FFIC
3774
DELISTED
Flushing Financial
FFIC
$0 ﹤0.01%
13
– –
KYNB
3775
Kyntra Bio
KYNB
$29.4M
$0 ﹤0.01%
1
– –
149 150
151
152 153

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.