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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNTG icon
3751
Pennant Group
PNTG
$1.36B
$0 ﹤0.01%
26
– –
PSEC icon
3752
Prospect Capital
PSEC
$1.16B
$0 ﹤0.01%
100
– –
PSR icon
3753
Invesco Active US Real Estate Fund
PSR
$60M
$0 ﹤0.01%
4
– –
PTN
3754
Palatin Technologies
PTN
$13.8M
$0 ﹤0.01%
+2
New +$1.25K
QLTA icon
3755
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
– –
-2,692
Closed -$153K
QTWO icon
3756
Q2 Holdings
QTWO
$3.94B
– –
-15
Closed -$1K
RBC icon
3757
RBC Bearings
RBC
$18B
– –
-37
Closed -$7K
RKLB icon
3758
Rocket Lab Corp
RKLB
$51.3B
$0 ﹤0.01%
50
– –
RLMD icon
3759
Relmada Therapeutics
RLMD
$526M
$0 ﹤0.01%
27
– –
RM icon
3760
Regional Management Corp
RM
$304M
$0 ﹤0.01%
+17
New +$937
ROOT icon
3761
Root
ROOT
$812M
$0 ﹤0.01%
+6
New +$744
RSI icon
3762
Rush Street Interactive
RSI
$2.95B
– –
-90
Closed -$1K
RSPD icon
3763
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
– –
-2,028
Closed -$100K
SABR icon
3764
Sabre
SABR
$814M
– –
-93
Closed -$1K
SAGE
3765
DELISTED
Sage Therapeutics
SAGE
$0 ﹤0.01%
19
-550
-97% -$25.2K
SAH icon
3766
Sonic Automotive
SAH
$2.61B
$0 ﹤0.01%
+18
New +$912
SBH icon
3767
Sally Beauty Holdings
SBH
$1.54B
$0 ﹤0.01%
46
-123
-73% -$2.34K
SBSI icon
3768
Southside Bancshares
SBSI
$971M
$0 ﹤0.01%
+10
New +$368
SCHY icon
3769
Schwab International Dividend Equity ETF
SCHY
$2.55B
– –
-2
Closed –
SHE icon
3770
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$335M
$0 ﹤0.01%
+5
New +$519
SINT icon
3771
SiNtx Technologies
SINT
$10.6M
– –
0
– -$15K
SJT
3772
San Juan Basin Royalty Trust
SJT
$119M
$0 ﹤0.01%
+1
New +$5
SKY icon
3773
Champion Homes
SKY
$5.09B
$0 ﹤0.01%
+2
New +$118
SLF icon
3774
Sun Life Financial
SLF
$45B
– –
-20
Closed -$1K
SLQT icon
3775
SelectQuote
SLQT
$121M
– –
-48
Closed –
149 150
151
152 153

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.