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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGMO
3726
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1K ﹤0.01%
635
– –
SHE icon
3727
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$1K ﹤0.01%
14
– –
SHO icon
3728
Sunstone Hotel Investors
SHO
$2.06B
$1K ﹤0.01%
177
– –
SKIL icon
3729
Skillsoft
SKIL
$81.6M
$1K ﹤0.01%
50
-125
-71% -$4.17K
SLAB icon
3730
Silicon Laboratories
SLAB
$7.23B
$1K ﹤0.01%
14
– –
SNCR
3731
DELISTED
Synchronoss Technologies
SNCR
$1K ﹤0.01%
262
-24
-8% -$198
SPTN
3732
DELISTED
SpartanNash
SPTN
$1K ﹤0.01%
60
+52
+650% +$1.69K
SRAD icon
3733
Sportradar
SRAD
$3.85B
$1K ﹤0.01%
100
– –
SRG
3734
Seritage Growth Properties
SRG
$136M
$1K ﹤0.01%
100
– –
SWVL icon
3735
Swvl Holdings
SWVL
$13.7M
$1K ﹤0.01%
512
+272
+113% +$2.94K
SXC icon
3736
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
205
+1
+0.5% +$8
TAL icon
3737
TAL Education Group
TAL
$6.87B
$1K ﹤0.01%
195
-3,000
-94% -$16.6K
TALO icon
3738
Talos Energy
TALO
$2.4B
$1K ﹤0.01%
75
– –
THR
3739
DELISTED
Thermon Group Holdings
THR
$1K ﹤0.01%
56
– –
TILE icon
3740
Interface
TILE
$2.22B
$1K ﹤0.01%
172
-313
-65% -$3.29K
TIPX icon
3741
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$1K ﹤0.01%
100
-97
-49% -$1.79K
TROX icon
3742
Tronox
TROX
$1.04B
$1K ﹤0.01%
138
– –
UMC icon
3743
United Microelectronic
UMC
$46.9B
$1K ﹤0.01%
192
-2,091
-92% -$13.8K
UNIT
3744
Uniti Group
UNIT
$2.32B
$1K ﹤0.01%
221
+2
+0.9% +$14
VAL icon
3745
Valaris
VAL
$5.47B
$1K ﹤0.01%
27
– –
VCYT icon
3746
Veracyte
VCYT
$3.8B
$1K ﹤0.01%
67
-341
-84% -$7.92K
VIPS icon
3747
Vipshop
VIPS
$7.53B
$1K ﹤0.01%
105
-435
-81% -$4.32K
VITL icon
3748
Vital Farms
VITL
$525M
$1K ﹤0.01%
69
-58
-46% -$800
VLRS
3749
Controladora Vuela Compania de Aviacion
VLRS
$939M
$1K ﹤0.01%
219
– –
VRNT
3750
DELISTED
Verint Systems
VRNT
$1K ﹤0.01%
41
– –
148 149
150
151 152

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.