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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSF icon
3726
Laird Superfood
LSF
$48.1M
$1K ﹤0.01%
800
– –
MBRX icon
3727
Moleculin Biotech
MBRX
$3.06M
$1K ﹤0.01%
5
– –
MCRI icon
3728
Monarch Casino & Resort
MCRI
$2.17B
$1K ﹤0.01%
19
-13
-41% -$796
MDU icon
3729
MDU Resources
MDU
$4.29B
$1K ﹤0.01%
100
-392
-80% -$4.33K
MGRC icon
3730
McGrath RentCorp
MGRC
$2.94B
$1K ﹤0.01%
22
+21
+2,100% +$1.74K
MMLP icon
3731
Martin Midstream Partners
MMLP
$97.8M
$1K ﹤0.01%
400
– –
NEWT icon
3732
NewtekOne
NEWT
$372M
$1K ﹤0.01%
79
– –
NMIH icon
3733
NMI Holdings
NMIH
$3.32B
$1K ﹤0.01%
53
-164
-76% -$3.26K
NPO icon
3734
Enpro
NPO
$7.04B
$1K ﹤0.01%
29
-5
-15% -$455
NPK icon
3735
National Presto Industries
NPK
$985M
$1K ﹤0.01%
23
-102
-82% -$7.06K
NTGR icon
3736
NETGEAR
NTGR
$619M
$1K ﹤0.01%
98
-775
-89% -$17.4K
OGIG icon
3737
ALPS O'Shares Global Internet Giants ETF
OGIG
$115M
$1K ﹤0.01%
72
– –
OILK icon
3738
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$233M
$1K ﹤0.01%
38
+2
+6% +$95
OPEN icon
3739
Opendoor
OPEN
$3.38B
$1K ﹤0.01%
548
– –
ORC
3740
Orchid Island Capital
ORC
$1.3B
$1K ﹤0.01%
+180
New +$2.5K
OUT icon
3741
Outfront Media
OUT
$5.29B
$1K ﹤0.01%
+80
New +$1.41K
PAC icon
3742
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$1K ﹤0.01%
11
-27
-71% -$3.83K
PAGP icon
3743
Plains GP Holdings
PAGP
$4.98B
$1K ﹤0.01%
137
-1,768
-93% -$20.3K
PATK icon
3744
Patrick Industries
PATK
$2.75B
$1K ﹤0.01%
56
-58
-51% -$2.11K
PETS icon
3745
PetMed Express
PETS
$42.1M
$1K ﹤0.01%
74
-265
-78% -$5.63K
PFL
3746
PIMCO Income Strategy Fund
PFL
$389M
$1K ﹤0.01%
+213
New +$1.93K
PGEN icon
3747
Precigen
PGEN
$2.51B
$1K ﹤0.01%
750
– –
PGNY icon
3748
Progyny
PGNY
$2.18B
$1K ﹤0.01%
52
-874
-94% -$32.7K
PKE icon
3749
Park Aerospace
PKE
$801M
$1K ﹤0.01%
154
-685
-82% -$8.09K
PNQI icon
3750
Invesco NASDAQ Internet ETF
PNQI
$545M
$1K ﹤0.01%
+85
New +$2.19K
148 149
150
151 152

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.