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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Vanguard High Dividend Yield ETF
VYM
$82.8B
| $8.16M | 0.04% |
78,981
+15,741
| +25% | +$1.66M |
|
352
Stryker
SYK
$130B
| $8.14M | 0.04% |
30,886
-672
| -2% | -$180K |
|
353
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $8.08M | 0.04% |
75,105
+6,003
| +9% | +$647K |
|
354
GSK
GSK
$106B
| $8.07M | 0.04% |
169,046
+17,742
| +12% | +$891K |
|
355
L3Harris
LHX
$53.4B
| $8.01M | 0.04% |
36,376
+3,217
| +10% | +$732K |
|
356
iShares Short Maturity Bond ETF
NEAR
$4.85B
| $8.01M | 0.04% |
159,700
+153,393
| +2,432% | +$7.69M |
|
357
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
| $7.97M | 0.04% |
264,903
+37,169
| +16% | +$1.16M |
|
358
MasTec
MTZ
$21.9B
| $7.95M | 0.04% |
92,138
+16,844
| +22% | +$1.6M |
|
|
UCB
359
United Community Banks
UCB
$4.28B
| $7.93M | 0.04% |
241,792
+55,661
| +30% | +$1.67M |
|
360
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
| $7.93M | 0.04% |
28,294
+1,754
| +7% | +$502K |
|
|
MRSH
361
Marsh
MRSH
$91.5B
| $7.83M | 0.04% |
51,706
+2,085
| +4% | +$315K |
|
362
HEICO Corp
HEI
$51.4B
| $7.83M | 0.04% |
59,368
+703
| +1% | +$92.6K |
|
|
ATVI
363
DELISTED
Activision Blizzard
ATVI
| $7.82M | 0.04% |
101,095
+20,575
| +26% | +$1.72M |
|
364
Sanofi
SNY
$104B
| $7.75M | 0.04% |
160,880
+9,915
| +7% | +$504K |
|
365
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $7.75M | 0.04% |
288,532
+19,865
| +7% | +$542K |
|
366
Progressive
PGR
$125B
| $7.7M | 0.04% |
85,222
-51,289
| -38% | -$4.89M |
|
367
Ball Corp
BALL
$16.8B
| $7.67M | 0.04% |
85,246
+938
| +1% | +$83.2K |
|
368
Delta Air Lines
DAL
$60.1B
| $7.6M | 0.04% |
178,461
+11,532
| +7% | +$471K |
|
369
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $7.59M | 0.04% |
24,477
+2,437
| +11% | +$774K |
|
370
Vanguard Consumer Staples ETF
VDC
$7.99B
| $7.58M | 0.04% |
42,320
-266
| -0.6% | -$49.2K |
|
371
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
| $7.56M | 0.04% |
497,743
-62,027
| -11% | -$980K |
|
372
Diamondback Energy
FANG
$52.7B
| $7.49M | 0.04% |
79,134
+74,323
| +1,545% | +$5.97M |
|
373
Consolidated Edison
ED
$39.8B
| $7.46M | 0.04% |
102,851
+42,294
| +70% | +$3.16M |
|
374
GraniteShares Gold Shares
BAR
$1.46B
| $7.46M | 0.04% |
427,803
+25,252
| +6% | +$449K |
|
375
Tractor Supply
TSCO
$18.1B
| $7.45M | 0.04% |
183,855
-2,830
| -2% | -$110K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.