We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
351
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$7.49M 0.04%
56,514
+663
+1% +$86.3K
XLU icon
352
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$7.46M 0.04%
236,112
+60,016
+34% +$1.96M
SUB icon
353
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$7.45M 0.04%
69,102
+59,138
+594% +$6.38M
CTAS icon
354
Cintas
CTAS
$80.6B
$7.42M 0.04%
77,708
+62,080
+397% +$5.5M
TDTF icon
355
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$7.39M 0.04%
263,702
+237,766
+917% +$6.65M
LII icon
356
Lennox International
LII
$15.4B
$7.36M 0.04%
20,972
-2,563
-11% -$865K
TRV icon
357
Travelers Companies
TRV
$79.8B
$7.34M 0.04%
49,027
+14,618
+42% +$2.27M
PZA icon
358
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$7.32M 0.04%
268,667
+77,915
+41% +$2.11M
VIGI icon
359
Vanguard International Dividend Appreciation ETF
VIGI
$9.18B
$7.26M 0.04%
83,073
+50,610
+156% +$4.37M
PSX icon
360
Phillips 66
PSX
$81.2B
$7.25M 0.04%
84,451
+53,822
+176% +$4.54M
LMBS icon
361
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$7.24M 0.04%
142,275
+69,142
+95% +$3.53M
VAW icon
362
Vanguard Materials ETF
VAW
$3.11B
$7.24M 0.04%
40,020
+3,328
+9% +$615K
DAL icon
363
Delta Air Lines
DAL
$61.3B
$7.22M 0.04%
166,929
+120,132
+257% +$5.56M
DGX icon
364
Quest Diagnostics
DGX
$26B
$7.2M 0.04%
54,560
+39,853
+271% +$5.22M
LHX icon
365
L3Harris
LHX
$53.2B
$7.17M 0.04%
33,159
+9,409
+40% +$2.02M
COPX icon
366
Global X Copper Miners ETF NEW
COPX
$8.04B
$7.17M 0.04%
+192,875
New +$7.62M
PGX icon
367
Invesco Preferred ETF
PGX
$3.8B
$7.12M 0.04%
464,927
+39,795
+9% +$602K
SKYY icon
368
First Trust Cloud Computing ETF
SKYY
$3.07B
$7.09M 0.04%
66,889
+3,136
+5% +$314K
BAR icon
369
GraniteShares Gold Shares
BAR
$1.43B
$7.08M 0.04%
402,551
+7,297
+2% +$132K
RODM icon
370
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.64B
$6.99M 0.04%
227,734
+10,729
+5% +$333K
MRSH
371
Marsh
MRSH
$91.3B
$6.98M 0.04%
49,621
+8,738
+21% +$1.17M
USMV icon
372
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$6.95M 0.04%
94,441
+41,797
+79% +$3.02M
TSCO icon
373
Tractor Supply
TSCO
$17.5B
$6.95M 0.04%
186,685
+54,235
+41% +$1.99M
VCR icon
374
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$6.92M 0.04%
22,040
+1,336
+6% +$410K
NAC icon
375
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$6.91M 0.04%
436,200
-1,500
-0.3% -$23.1K
13 14
15
16 17

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.