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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUT icon
3701
Outfront Media
OUT
$5.5B
$1K ﹤0.01%
80
– –
PAGP icon
3702
Plains GP Holdings
PAGP
$4.9B
$1K ﹤0.01%
139
+2
+1% +$25
PAVM icon
3703
PAVmed
PAVM
$33.9M
$1K ﹤0.01%
6
– –
PCG icon
3704
PG&E
PCG
$38.5B
$1K ﹤0.01%
91
-1,450
-94% -$21.9K
PETS icon
3705
PetMed Express
PETS
$42.3M
$1K ﹤0.01%
75
+1
+1% +$20
PFL
3706
PIMCO Income Strategy Fund
PFL
$388M
$1K ﹤0.01%
213
– –
PGEN icon
3707
Precigen
PGEN
$2.59B
$1K ﹤0.01%
750
– –
PLXS icon
3708
Plexus
PLXS
$7.23B
$1K ﹤0.01%
10
– –
PMVP icon
3709
PMV Pharmaceuticals
PMVP
$63.5M
$1K ﹤0.01%
+220
New +$2.35K
PNNT
3710
Pennant Park Investment Corp
PNNT
$241M
$1K ﹤0.01%
+241
New +$1.41K
PPC icon
3711
Pilgrim's Pride
PPC
$6.54B
$1K ﹤0.01%
69
– –
PSFE icon
3712
Paysafe
PSFE
$375M
$1K ﹤0.01%
127
-84
-40% -$1.36K
PVH icon
3713
PVH
PVH
$4.04B
$1K ﹤0.01%
22
-1,734
-99% -$103K
RDFN
3714
DELISTED
Redfin
RDFN
$1K ﹤0.01%
365
-28
-7% -$132
RIGL icon
3715
Rigel Pharmaceuticals
RIGL
$750M
$1K ﹤0.01%
105
– –
ROCK icon
3716
Gibraltar Industries
ROCK
$1.49B
$1K ﹤0.01%
28
– –
RSPU icon
3717
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$1K ﹤0.01%
28
– –
RUSHA icon
3718
Rush Enterprises Class A
RUSHA
$6.22B
$1K ﹤0.01%
+56
New +$1.86K
SABR icon
3719
Sabre
SABR
$835M
$1K ﹤0.01%
192
-2,139
-92% -$11.9K
SBIO icon
3720
ALPS Medical Breakthroughs ETF
SBIO
$216M
$1K ﹤0.01%
52
– –
SBS icon
3721
Sabesp
SBS
$18.7B
$1K ﹤0.01%
505
-165
-25% -$349
SEER icon
3722
Seer Inc
SEER
$120M
$1K ﹤0.01%
206
– –
SEM
3723
DELISTED
Select Medical
SEM
$1K ﹤0.01%
93
-236
-72% -$3.05K
SFBS
3724
ServisFirst Bancshares
SFBS
$4.86B
$1K ﹤0.01%
18
-41
-69% -$3.06K
SFNC icon
3725
Simmons First National
SFNC
$3.39B
$1K ﹤0.01%
73
– –
147 148
149
150 151

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.