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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMDA icon
3701
Kamada
KMDA
$417M
$0 ﹤0.01%
100
– –
KNDI
3702
Kandi Technologies Group
KNDI
$67.3M
– –
-523
Closed -$3K
KNTK icon
3703
Kinetik
KNTK
$3.67B
$0 ﹤0.01%
+28
New +$921
KOD icon
3704
Kodiak Sciences
KOD
$2.85B
– –
-7
Closed –
KOMP icon
3705
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.8B
– –
-350
Closed -$23K
KURA icon
3706
Kura Oncology
KURA
$843M
– –
-29
Closed –
KURE icon
3707
KraneShares MSCI All China Health Care Index ETF
KURE
$105M
– –
-700
Closed -$31K
KWR icon
3708
Quaker Houghton
KWR
$2.95B
– –
-13
Closed -$3K
LAB icon
3709
Standard BioTools
LAB
$316M
$0 ﹤0.01%
10
– –
LE icon
3710
Lands' End
LE
$402M
$0 ﹤0.01%
28
– –
LEN.B icon
3711
Lennar Class B
LEN.B
$20.7B
$0 ﹤0.01%
2
– –
LESL icon
3712
Leslie's
LESL
$10M
– –
-14
Closed -$7K
LEVI icon
3713
Levi Strauss
LEVI
$9.36B
– –
-181
Closed -$5K
LGIH icon
3714
LGI Homes
LGIH
$1.41B
– –
-200
Closed -$32K
LNW
3715
DELISTED
Light & Wonder
LNW
– –
-5
Closed –
LTPZ icon
3716
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$717M
– –
-302
Closed -$26K
SEGG
3717
Sports Entertainment Gaming Global Corp
SEGG
$8.05M
– –
-8
Closed -$138K
LTRYW icon
3718
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$674
– –
-10,000
Closed -$23K
MAT icon
3719
Mattel
MAT
$4.24B
$0 ﹤0.01%
51
-38
-43% -$788
MAXN
3720
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MBIO icon
3721
Mustang Bio
MBIO
$4.49M
– –
0
– –
MCRB icon
3722
Seres Therapeutics
MCRB
$48.6M
– –
-26
Closed -$12K
MCRI icon
3723
Monarch Casino & Resort
MCRI
$2.22B
$0 ﹤0.01%
14
– –
MERC icon
3724
Mercer International
MERC
$38.6M
$0 ﹤0.01%
32
– –
METC icon
3725
Ramaco Resources Class A
METC
$647M
$0 ﹤0.01%
+10
New +$83
147 148
149
150 151

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.