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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEP icon
3676
Korea Electric Power
KEP
$16B
$1K ﹤0.01%
202
– –
KGC icon
3677
Kinross Gold
KGC
$32.8B
$1K ﹤0.01%
403
– –
KN icon
3678
Knowles
KN
$3.34B
$1K ﹤0.01%
117
– –
KPLT icon
3679
Katapult Holdings
KPLT
$33.2M
$1K ﹤0.01%
80
– –
KROS icon
3680
Keros Therapeutics
KROS
$221M
$1K ﹤0.01%
41
– –
MANU icon
3681
Manchester United
MANU
$3.73B
$1K ﹤0.01%
55
-25,603
-100% -$428K
MATX icon
3682
Matsons
MATX
$6.18B
$1K ﹤0.01%
29
-1,485
-98% -$98.1K
MAXN
3683
DELISTED
Maxeon Solar Technologies
MAXN
$1K ﹤0.01%
1
-2
-67% -$3.96K
MBRX icon
3684
Moleculin Biotech
MBRX
$2.91M
$1K ﹤0.01%
5
– –
MCRI icon
3685
Monarch Casino & Resort
MCRI
$2.23B
$1K ﹤0.01%
19
– –
MDU icon
3686
MDU Resources
MDU
$4.32B
$1K ﹤0.01%
100
– –
MHH icon
3687
Mastech Digital
MHH
$93.2M
$1K ﹤0.01%
+121
New +$1.68K
MKSI icon
3688
MKS Inc
MKSI
$20.6B
$1K ﹤0.01%
22
-24
-52% -$1.92K
MMLP icon
3689
Martin Midstream Partners
MMLP
$95.9M
$1K ﹤0.01%
400
– –
MOV icon
3690
Movado Group
MOV
$841M
$1K ﹤0.01%
+57
New +$1.82K
MRCY icon
3691
Mercury Systems
MRCY
$6.52B
$1K ﹤0.01%
41
-250
-86% -$11.8K
MTLS
3692
Materialise
MTLS
$396M
$1K ﹤0.01%
+200
New +$1.98K
NGL icon
3693
NGL Energy Partners
NGL
$2.11B
$1K ﹤0.01%
+1,000
New +$1.26K
NGVC icon
3694
Vitamin Cottage Natural Grocers
NGVC
$654M
$1K ﹤0.01%
127
-279
-69% -$2.93K
NMIH icon
3695
NMI Holdings
NMIH
$3.36B
$1K ﹤0.01%
53
– –
NOAH
3696
Noah Holdings
NOAH
$603M
$1K ﹤0.01%
70
+36
+106% +$526
NWS icon
3697
News Corp Class B
NWS
$17.5B
$1K ﹤0.01%
85
+35
+70% +$617
OGIG icon
3698
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$1K ﹤0.01%
72
– –
OILK icon
3699
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$221M
$1K ﹤0.01%
38
– –
OLPX
3700
DELISTED
Olaplex Holdings
OLPX
$1K ﹤0.01%
262
-259
-50% -$1.54K
146 147
148
149 150

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.