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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POTX
3676
DELISTED
Global X Cannabis ETF
POTX
$1K ﹤0.01%
+50
New +$2.37K
ORPH
3677
DELISTED
Orphazyme A/S
ORPH
$1K ﹤0.01%
600
– –
FMAC.WS
3678
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$1K ﹤0.01%
+1,000
New +$1.22K
MBT
3679
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$1K ﹤0.01%
206
+50
+32% +$436
ABR icon
3680
Arbor Realty Trust
ABR
$998M
– –
-100
Closed -$1K
ACLS icon
3681
Axcelis
ACLS
$4.33B
$0 ﹤0.01%
+7
New +$415
ACMR icon
3682
ACM Research
ACMR
$5.79B
– –
-93
Closed -$3K
ADUS icon
3683
Addus HomeCare
ADUS
$2.23B
– –
-47
Closed -$3K
AGI icon
3684
Alamos Gold
AGI
$13.9B
– –
-15,333
Closed -$110K
ALDX icon
3685
Aldeyra Therapeutics
ALDX
$93.5M
$0 ﹤0.01%
+38
New +$290
ALGM icon
3686
Allegro MicroSystems
ALGM
$8.16B
– –
-27
Closed –
AMBP icon
3687
Ardagh Metal Packaging
AMBP
$3.01B
$0 ﹤0.01%
+27
New +$257
AMCR icon
3688
Amcor
AMCR
$22.1B
– –
-1,544
Closed -$89K
AMKR icon
3689
Amkor Technology
AMKR
$13.7B
– –
-145
Closed -$3K
AMPH icon
3690
Amphastar Pharmaceuticals
AMPH
$916M
$0 ﹤0.01%
+9
New +$184
AMSF icon
3691
AMERISAFE
AMSF
$540M
$0 ﹤0.01%
14
– –
AMWL icon
3692
American Well
AMWL
$230M
$0 ﹤0.01%
8
– –
ANEW icon
3693
ProShares MSCI Transformational Changes ETF
ANEW
$8.05M
– –
-8,150
Closed -$364K
ANF icon
3694
Abercrombie & Fitch
ANF
$5B
$0 ﹤0.01%
+8
New +$313
APG icon
3695
APi Group
APG
$18B
– –
-876
Closed -$11K
APOG icon
3696
Apogee Enterprises
APOG
$908M
– –
-91
Closed -$3K
APPF icon
3697
AppFolio
APPF
$7.04B
$0 ﹤0.01%
3
– –
ARCT icon
3698
Arcturus Therapeutics
ARCT
$211M
– –
-177
Closed -$8K
ASR icon
3699
Grupo Aeroportuario del Sureste
ASR
$8.3B
$0 ﹤0.01%
+2
New +$395
CVSA
3700
Covista Inc
CVSA
$4.8B
– –
-35
Closed -$1K
146 147
148
149 150

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.