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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMB icon
3651
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$368M
$1K ﹤0.01%
44
-14
-24% -$355
FFTY icon
3652
CapForce IBD 50 ETF
FFTY
$78.8M
$1K ﹤0.01%
75
– –
FGBI icon
3653
First Guaranty Bancshares
FGBI
$159M
$1K ﹤0.01%
57
– –
FIX icon
3654
Comfort Systems
FIX
$59.6B
$1K ﹤0.01%
10
-18
-64% -$2.09K
FNB icon
3655
FNB Corp
FNB
$6.75B
$1K ﹤0.01%
127
– –
FUBO icon
3656
FuboTV Inc
FUBO
$273M
$1K ﹤0.01%
92
+83
+922% +$3.04K
FUTU icon
3657
Futu Holdings
FUTU
$15.3B
$1K ﹤0.01%
43
-5
-10% -$244
GHYG icon
3658
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$1K ﹤0.01%
37
– –
GLNG icon
3659
Golar LNG
GLNG
$5.13B
$1K ﹤0.01%
50
– –
GSAT icon
3660
Globalstar
GSAT
$10.8B
$1K ﹤0.01%
+67
New +$1.76K
GTBP icon
3661
GT Biopharma
GTBP
$11.5M
$1K ﹤0.01%
57
– –
HAE icon
3662
Haemonetics
HAE
$4B
$1K ﹤0.01%
+13
New +$1.04K
HIVE
3663
HIVE Digital Technologies
HIVE
$777M
$1K ﹤0.01%
800
– –
HOOK
3664
DELISTED
HOOKIPA Pharma
HOOK
$1K ﹤0.01%
203
+121
+148% +$1.31K
HOUS
3665
DELISTED
Anywhere Real Estate
HOUS
$1K ﹤0.01%
169
+25
+17% +$181
HRZN icon
3666
Horizon Technology Finance
HRZN
$311M
$1K ﹤0.01%
152
-321
-68% -$3.85K
IBP icon
3667
Installed Building Products
IBP
$6.49B
$1K ﹤0.01%
13
– –
IMMR icon
3668
Immersion
IMMR
$252M
$1K ﹤0.01%
225
-1,880
-89% -$12.1K
INN
3669
Summit Hotel Properties
INN
$700M
$1K ﹤0.01%
221
-1,951
-90% -$15.3K
INO icon
3670
Inovio Pharmaceuticals
INO
$69M
$1K ﹤0.01%
63
– –
IOT icon
3671
Samsara
IOT
$23.8B
$1K ﹤0.01%
100
– –
IRWD icon
3672
Ironwood Pharmaceuticals
IRWD
$714M
$1K ﹤0.01%
99
– –
IZRL icon
3673
ARK Israel Innovative Technology ETF
IZRL
$141M
$1K ﹤0.01%
100
-1,689
-94% -$29.8K
OPLN
3674
Openlane
OPLN
$4.54B
$1K ﹤0.01%
117
– –
KBA icon
3675
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1K ﹤0.01%
72
– –
145 146
147
148 149

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.