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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPCE icon
3626
Virgin Galactic
SPCE
$398M
– –
-338
Closed -$23K
SPEU icon
3627
State Street SPDR Portfolio Europe ETF
SPEU
$745M
– –
-700
Closed -$24K
SPFF icon
3628
Global X SuperIncome Preferred ETF
SPFF
$141M
– –
-8,450
Closed -$79K
SPH icon
3629
Suburban Propane Partners
SPH
$1.18B
– –
-2,500
Closed -$37K
SPHB icon
3630
Invesco S&P 500 High Beta ETF
SPHB
$933M
– –
-791
Closed -$49K
SPHD icon
3631
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
– –
-5,859
Closed -$256K
SPHR icon
3632
Sphere Entertainment
SPHR
$5.73B
– –
-129
Closed -$5K
SPHY icon
3633
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
– –
-9
Closed –
SPIP icon
3634
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
– –
-26,611
Closed -$685K
SPR
3635
DELISTED
Spirit AeroSystems
SPR
– –
-1,079
Closed -$31K
SPTN
3636
DELISTED
SpartanNash
SPTN
– –
-60
Closed -$1K
QVMT
3637
Invesco S&P 500 Concentrated QVM ETF
QVMT
$134M
– –
-283
Closed -$11K
SPXC icon
3638
SPX Corp
SPXC
$10.8B
– –
-8
Closed –
SPXX icon
3639
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
– –
-1,100
Closed -$17K
SQM icon
3640
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-803
Closed -$64K
SQNS
3641
Sequans Communications SA
SQNS
$41.3M
– –
-40
Closed -$3K
SRAD icon
3642
Sportradar
SRAD
$3.85B
– –
-100
Closed -$1K
SRDX
3643
DELISTED
Surmodics
SRDX
– –
-7
Closed –
SRG
3644
Seritage Growth Properties
SRG
$136M
– –
-100
Closed -$1K
SSB icon
3645
SouthState Bank Corp
SSB
$10.5B
– –
-591
Closed -$45K
SSL icon
3646
Sasol
SSL
$7.1B
– –
-354
Closed -$5K
SSP icon
3647
E.W. Scripps
SSP
$304M
– –
-215
Closed -$2K
ST icon
3648
Sensata Technologies
ST
$6.79B
– –
-1,949
Closed -$78K
STAG icon
3649
STAG Industrial
STAG
$7.19B
– –
-1,033
Closed -$33K
STBA icon
3650
S&T Bancorp
STBA
$1.79B
– –
-21
Closed –
144 145
146
147 148

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.