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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDX icon
3626
Celldex Therapeutics
CLDX
$3.28B
$1K ﹤0.01%
37
– –
CNBS icon
3627
Amplify Seymour Cannabis ETF
CNBS
$72.7M
$1K ﹤0.01%
28
– –
CNNE icon
3628
Cannae Holdings
CNNE
$649M
$1K ﹤0.01%
64
– –
CNOB icon
3629
Center Bancorp
CNOB
$1.78B
$1K ﹤0.01%
65
– –
CODX
3630
Co-Diagnostics
CODX
$5.6M
$1K ﹤0.01%
13
– –
COLL icon
3631
Collegium Pharmaceutical
COLL
$956M
$1K ﹤0.01%
64
-50
-44% -$1.01K
CPK icon
3632
Chesapeake Utilities
CPK
$3.21B
$1K ﹤0.01%
10
-40
-80% -$4.7K
CRVS icon
3633
Corvus Pharmaceuticals
CRVS
$1.17B
$1K ﹤0.01%
1,750
– –
CVCO icon
3634
Cavco Industries
CVCO
$4.55B
$1K ﹤0.01%
6
– –
CVI icon
3635
CVR Energy
CVI
$3.13B
$1K ﹤0.01%
+55
New +$1.95K
CVLG icon
3636
Covenant Logistics
CVLG
$872M
$1K ﹤0.01%
+62
New +$1.11K
CVNA icon
3637
Carvana
CVNA
$77.9B
$1K ﹤0.01%
1,565
-250
-14% -$528
CYTK icon
3638
Cytokinetics
CYTK
$10.4B
$1K ﹤0.01%
31
– –
DALN
3639
DELISTED
DallasNews
DALN
$1K ﹤0.01%
371
-35
-9% -$159
DBL
3640
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1K ﹤0.01%
125
+3
+2% +$44
DHF
3641
BNY Mellon High Yield Strategies Fund
DHF
$172M
$1K ﹤0.01%
+730
New +$1.62K
EBS icon
3642
Emergent Biosolutions
EBS
$248M
$1K ﹤0.01%
101
-56
-36% -$867
EHAB
3643
DELISTED
Enhabit
EHAB
$1K ﹤0.01%
142
+17
+14% +$227
EMD
3644
Western Asset Emerging Markets Debt Fund
EMD
$616M
$1K ﹤0.01%
+212
New +$1.81K
EMHY icon
3645
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$1K ﹤0.01%
50
-69
-58% -$2.33K
ERIE icon
3646
Erie Indemnity
ERIE
$13.2B
$1K ﹤0.01%
5
– –
ESPR
3647
DELISTED
Esperion Therapeutics
ESPR
$1K ﹤0.01%
200
– –
EWI icon
3648
iShares MSCI Italy ETF
EWI
$1.08B
$1K ﹤0.01%
60
– –
EWP icon
3649
iShares MSCI Spain ETF
EWP
$2.21B
$1K ﹤0.01%
45
– –
EXTR icon
3650
Extreme Networks
EXTR
$3.15B
$1K ﹤0.01%
61
– –
144 145
146
147 148

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.