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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASND icon
3626
Ascendis Pharma A/S
ASND
$16.8B
– –
-50
Closed -$6K
ASR icon
3627
Grupo Aeroportuario del Sureste
ASR
$8.3B
– –
-5,504
Closed -$1.02M
ASTE icon
3628
Astec Industries
ASTE
$1.02B
– –
-952
Closed -$59K
AUDC icon
3629
AudioCodes
AUDC
$253M
$0 ﹤0.01%
+18
New +$584
FABC
3630
Fabric.AI Inc
FABC
$18.4M
– –
-33
Closed -$20K
BHB icon
3631
Bar Harbor Bankshares
BHB
$666M
$0 ﹤0.01%
+32
New +$885
BLDP
3632
Ballard Power Systems
BLDP
$790M
$0 ﹤0.01%
60
-500
-89% -$7.92K
BOH icon
3633
Bank of Hawaii
BOH
$3.13B
$0 ﹤0.01%
7
-90
-93% -$7.46K
BPOP icon
3634
Popular Inc
BPOP
$11.1B
$0 ﹤0.01%
6
– –
BRC icon
3635
Brady Corp
BRC
$4.57B
$0 ﹤0.01%
+8
New +$421
BTU icon
3636
Peabody Energy
BTU
$2.9B
– –
-60
Closed –
BWX icon
3637
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-271
Closed -$7K
CCS icon
3638
Century Communities
CCS
$2.03B
– –
-130
Closed -$8K
CENN icon
3639
Cenntro
CENN
$8.43M
– –
-2
Closed -$12K
CENX icon
3640
Century Aluminum
CENX
$5.07B
$0 ﹤0.01%
+70
New +$880
CHCT
3641
Community Healthcare Trust
CHCT
$454M
$0 ﹤0.01%
22
– –
CHN
3642
DELISTED
China Fund
CHN
– –
-5,382
Closed -$164K
CLNE icon
3643
Clean Energy Fuels
CLNE
$346M
$0 ﹤0.01%
63
– –
CLRB icon
3644
Cellectar Biosciences
CLRB
$20.5M
$0 ﹤0.01%
3
– –
CNA icon
3645
CNA Financial
CNA
$14.1B
– –
-70
Closed -$3K
CNDT icon
3646
Conduent
CNDT
$264M
$0 ﹤0.01%
70
+60
+600% +$412
CNRG icon
3647
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$208M
$0 ﹤0.01%
+3
New +$293
COMT icon
3648
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
– –
-3,446
Closed -$118K
CRBP icon
3649
Corbus Pharmaceuticals
CRBP
$190M
$0 ﹤0.01%
17
– –
CRDF icon
3650
Cardiff Oncology
CRDF
$77.2M
– –
-882
Closed -$5K
144 145
146
147 148

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.