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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POTX
3626
DELISTED
Global X Cannabis ETF
POTX
– –
-1,667
Closed -$160K
DCUE
3627
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-374
Closed -$36K
OCDX
3628
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
$0 ﹤0.01%
+20
New +$407
PTE
3629
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
1
– –
ZNTE
3630
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
– –
-600
Closed -$5K
MYJ
3631
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-3,024
Closed -$43K
AEPPL
3632
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-1,127
Closed -$54K
FMO
3633
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$0 ﹤0.01%
+70
New +$803
ODT
3634
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
– –
-150
Closed –
BMTC
3635
DELISTED
Bryn Mawr Bank Corp
BMTC
– –
-241
Closed -$10K
ALTA
3636
DELISTED
Altabancorp
ALTA
$0 ﹤0.01%
10
-24,566
-100% -$1.07M
JAX
3637
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
19
– –
ACIC
3638
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-850
Closed -$8K
SOAC.U
3639
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-24,830
Closed -$255K
CMIIU
3640
DELISTED
CM Life Sciences II Inc. Unit
CMIIU
$0 ﹤0.01%
+50
New +$666
SHSP
3641
DELISTED
SharpSpring, Inc.
SHSP
– –
-10,000
Closed -$160K
DFNS.U
3642
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
– –
-1,000
Closed -$10K
PDAC
3643
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-1,000
Closed -$10K
LMNX
3644
DELISTED
Luminex Corp
LMNX
– –
-287
Closed -$9K
IACA
3645
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
– –
-2,300
Closed -$23K
TBA
3646
DELISTED
Thoma Bravo Advantage
TBA
– –
-11,482
Closed -$119K
CATM
3647
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-203
Closed -$7K
DSE
3648
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-20
Closed –
EFF
3649
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-46
Closed –
FAII.U
3650
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-2,200
Closed -$22K
144 145
146
147 148

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.