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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLGN icon
3601
Silgan Holdings
SLGN
$4.41B
– –
-1,780
Closed -$91K
SLQD icon
3602
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
– –
-668
Closed -$31K
SLP icon
3603
Simulations Plus
SLP
$371M
– –
-3
Closed –
SLQT icon
3604
SelectQuote
SLQT
$121M
– –
-82
Closed –
SLRC icon
3605
SLR Investment Corp
SLRC
$715M
– –
-5,511
Closed -$76K
SLVM icon
3606
Sylvamo
SLVM
$1.63B
– –
-685
Closed -$33K
SLYG icon
3607
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
– –
-930
Closed -$66K
SM icon
3608
SM Energy
SM
$6.87B
– –
-171
Closed -$5K
SMG icon
3609
ScottsMiracle-Gro
SMG
$3.66B
– –
-3,283
Closed -$159K
SMMD icon
3610
iShares Russell 2500 ETF
SMMD
$3.75B
– –
-963
Closed -$51K
SMMV icon
3611
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
– –
-5,055
Closed -$174K
SMPL icon
3612
Simply Good Foods
SMPL
$982M
– –
-3,201
Closed -$121K
SMTC icon
3613
Semtech
SMTC
$13B
– –
-9
Closed –
SNCR
3614
DELISTED
Synchronoss Technologies
SNCR
– –
-262
Closed -$1K
SNDR icon
3615
Schneider National
SNDR
$6.25B
– –
-1,268
Closed -$29K
SNDX icon
3616
Syndax Pharmaceuticals
SNDX
$1.82B
– –
-113
Closed -$2K
SNOA icon
3617
Sonoma Pharmaceuticals
SNOA
$6.89M
– –
-4
Closed –
SNPE icon
3618
Xtrackers S&P 500 ESG ETF
SNPE
$2.77B
– –
-2,323
Closed -$80K
SNSR icon
3619
Global X Internet of Things ETF
SNSR
$223M
– –
-2,848
Closed -$82K
TAOX
3620
Tao Synergies Inc
TAOX
$25.2M
– –
-1
Closed –
SOCL icon
3621
Global X Social Media ETF
SOCL
$93.4M
– –
-2,606
Closed -$80K
SONO icon
3622
Sonos
SONO
$1.85B
– –
-3,532
Closed -$59K
SOR
3623
Source Capital
SOR
$385M
– –
-525
Closed -$20K
SOYB icon
3624
Teucrium Soybean Fund
SOYB
$60.1M
– –
-5,000
Closed -$142K
SPB icon
3625
Spectrum Brands
SPB
$2.07B
– –
-1,178
Closed -$71K
143 144
145
146 147

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.