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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBAL
3601
DELISTED
Kimball International
KBAL
$2K ﹤0.01%
+328
New +$2.24K
SDIG
3602
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$2K ﹤0.01%
512
– –
QFTA.WS
3603
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$2K ﹤0.01%
76,350
– –
FM
3604
DELISTED
iShares Frontier and Select EM ETF
FM
$2K ﹤0.01%
111
– –
AAWW
3605
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2K ﹤0.01%
28
– –
SLY
3606
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2K ﹤0.01%
25
-571
-96% -$47.6K
ALGM icon
3607
Allegro MicroSystems
ALGM
$8.16B
$1K ﹤0.01%
52
– –
ALKS icon
3608
Alkermes
ALKS
$8.25B
$1K ﹤0.01%
46
-340
-88% -$8.13K
AMTX icon
3609
Aemetis
AMTX
$124M
$1K ﹤0.01%
437
– –
AORT icon
3610
Artivion
AORT
$1.32B
$1K ﹤0.01%
109
– –
ASND icon
3611
Ascendis Pharma A/S
ASND
$16.8B
$1K ﹤0.01%
24
+8
+50% +$929
OPTU
3612
Optimum Communications Inc
OPTU
$301M
$1K ﹤0.01%
239
-88
-27% -$432
AZUL
3613
DELISTED
Azul
AZUL
$1K ﹤0.01%
200
– –
CMRC
3614
Commerce.com Inc Series 1
CMRC
$184M
$1K ﹤0.01%
200
– –
BKE icon
3615
Buckle
BKE
$2.37B
$1K ﹤0.01%
36
+25
+227% +$1.01K
SRTA
3616
Strata Critical Medical Inc
SRTA
$512M
$1K ﹤0.01%
450
– –
BNO icon
3617
United States Brent Oil Fund
BNO
$727M
$1K ﹤0.01%
50
– –
BPMC
3618
DELISTED
Blueprint Medicines
BPMC
$1K ﹤0.01%
28
– –
BRC icon
3619
Brady Corp
BRC
$4.57B
$1K ﹤0.01%
57
+40
+235% +$1.83K
BYSI icon
3620
BeyondSpring
BYSI
$35.8M
$1K ﹤0.01%
+1,000
New +$944
CCO icon
3621
Clear Channel Outdoor Holdings
CCO
$1.23B
$1K ﹤0.01%
1,500
– –
CDE icon
3622
Coeur Mining
CDE
$17.9B
$1K ﹤0.01%
450
– –
CERT icon
3623
Certara
CERT
$1.25B
$1K ﹤0.01%
99
– –
CHCT
3624
Community Healthcare Trust
CHCT
$454M
$1K ﹤0.01%
55
+41
+293% +$1.4K
CLDT
3625
Chatham Lodging
CLDT
$586M
$1K ﹤0.01%
143
+117
+450% +$1.44K
143 144
145
146 147

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.