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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSMG
3601
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
$0 ﹤0.01%
1
– –
ATIP.WS
3602
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$0 ﹤0.01%
+440
New +$989
SUMO
3603
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$0 ﹤0.01%
+37
New +$715
SI
3604
DELISTED
Silvergate Capital Corporation
SI
– –
-100
Closed -$14K
HZON
3605
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-1,547
Closed -$15K
SIOX
3606
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
+312
New +$776
ALR
3607
DELISTED
AlerisLife Inc
ALR
– –
-36
Closed –
RFP
3608
DELISTED
Resolute Forest Products Inc.
RFP
$0 ﹤0.01%
+55
New +$771
VLDR
3609
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-200
Closed -$2K
ZNH
3610
DELISTED
China Southern Airlines Company Limited
ZNH
$0 ﹤0.01%
+32
New +$1.1K
PRTY
3611
DELISTED
Party City Holdco Inc.
PRTY
– –
-10,000
Closed -$58K
PV.U
3612
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
– –
-49,800
Closed -$510K
DTP
3613
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-657
Closed -$32K
EFL
3614
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-2,700
Closed -$25K
PING
3615
DELISTED
Ping Identity Holding Corp.
PING
$0 ﹤0.01%
10
-23
-70% -$542
LFC
3616
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
+83
New +$850
SPXZ
3617
DELISTED
Morgan Creek Exos SPAC Originated ETF
SPXZ
– –
-4,500
Closed -$94K
SAIL
3618
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$0 ﹤0.01%
16
-284
-95% -$13.6K
ATC
3619
DELISTED
Atotech Limited
ATC
$0 ﹤0.01%
+10
New +$233
SOLN
3620
DELISTED
The Southern Company
SOLN
– –
-932
Closed -$47K
PSTH.WS
3621
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$0 ﹤0.01%
150
– –
HNP
3622
DELISTED
Huaneng Power Intl, Inc.
HNP
$0 ﹤0.01%
+57
New +$835
COHR
3623
DELISTED
Coherent Inc
COHR
– –
-43
Closed -$10K
TVTY
3624
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$0 ﹤0.01%
21
– –
ELMS
3625
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-1,950
Closed -$19K
143 144
145
146 147

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.