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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDY icon
3576
Dr. Reddy's Laboratories
RDY
$10.2B
$2K ﹤0.01%
200
– –
RNG icon
3577
RingCentral
RNG
$5.28B
$2K ﹤0.01%
98
-1,108
-92% -$39.6K
RPTX
3578
DELISTED
Repare Therapeutics
RPTX
$2K ﹤0.01%
+193
New +$2.89K
SHG icon
3579
Shinhan Financial Group
SHG
$35.6B
$2K ﹤0.01%
83
-5,962
-99% -$161K
SID icon
3580
Companhia Siderúrgica Nacional
SID
$1.23B
$2K ﹤0.01%
1,011
+5
+0.5% +$13
SNDX icon
3581
Syndax Pharmaceuticals
SNDX
$1.82B
$2K ﹤0.01%
113
– –
SSP icon
3582
E.W. Scripps
SSP
$304M
$2K ﹤0.01%
215
– –
TPH
3583
DELISTED
Tri Pointe Homes
TPH
$2K ﹤0.01%
116
– –
UPBD icon
3584
Upbound Group
UPBD
$1.16B
$2K ﹤0.01%
108
+2
+2% +$43
VIAV icon
3585
Viavi Solutions
VIAV
$9.66B
$2K ﹤0.01%
212
-398
-65% -$4.8K
VIOG icon
3586
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$2K ﹤0.01%
28
– –
VPG icon
3587
Vishay Precision Group
VPG
$914M
$2K ﹤0.01%
71
– –
WABC icon
3588
Westamerica Bancorp
WABC
$1.37B
$2K ﹤0.01%
45
– –
WING icon
3589
Wingstop
WING
$3.18B
$2K ﹤0.01%
17
-100
-85% -$14.8K
WRBY icon
3590
Warby Parker
WRBY
$3.27B
$2K ﹤0.01%
200
– –
PENG
3591
Penguin Solutions Inc
PENG
$2.99B
$2K ﹤0.01%
161
– –
ATSG
3592
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
LGTY
3593
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$2K ﹤0.01%
155
– –
PFTAW
3594
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$2K ﹤0.01%
16,220
– –
NSTG
3595
DELISTED
NanoString Technologies, Inc.
NSTG
$2K ﹤0.01%
255
+245
+2,450% +$2.13K
TRHC
3596
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$2K ﹤0.01%
600
-700
-54% -$2.88K
FOCS
3597
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$2K ﹤0.01%
61
-51
-46% -$1.81K
SDACW
3598
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$2K ﹤0.01%
61,200
– –
NYMX
3599
DELISTED
Nymox Pharmaceutical Corp
NYMX
$2K ﹤0.01%
7,000
+5,000
+250% +$1.81K
APTO
3600
DELISTED
Aptose Biosciences, Inc.
APTO
$2K ﹤0.01%
8
– –
142 143
144
145 146

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.