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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBND icon
3576
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$1K ﹤0.01%
+52
New +$1.28K
ESPR
3577
DELISTED
Esperion Therapeutics
ESPR
$1K ﹤0.01%
200
– –
FEMB icon
3578
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$364M
$1K ﹤0.01%
44
– –
FGBI icon
3579
First Guaranty Bancshares
FGBI
$159M
$1K ﹤0.01%
57
+1
+2% +$20
FIX icon
3580
Comfort Systems
FIX
$59.6B
$1K ﹤0.01%
18
-30
-63% -$2.77K
FLO icon
3581
Flowers Foods
FLO
$1.57B
$1K ﹤0.01%
69
+1
+1% +$26
FLWS icon
3582
1-800-Flowers.com
FLWS
$258M
$1K ﹤0.01%
65
– –
FWRG icon
3583
First Watch Restaurant Group
FWRG
$766M
$1K ﹤0.01%
+77
New +$1.53K
GBIL icon
3584
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$1K ﹤0.01%
+18
New +$1.8K
GCOR icon
3585
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$799M
$1K ﹤0.01%
+34
New +$1.66K
GIII icon
3586
G-III Apparel Group
GIII
$1.5B
$1K ﹤0.01%
50
– –
GNLN icon
3587
Greenlane Holdings
GNLN
$1.23M
– –
0
– –
GRWG icon
3588
GrowGeneration
GRWG
$90.7M
$1K ﹤0.01%
125
– –
GSIT icon
3589
GSI Technology
GSIT
$258M
$1K ﹤0.01%
321
-112
-26% -$589
HCAT icon
3590
Health Catalyst
HCAT
$128M
$1K ﹤0.01%
30
-11
-27% -$501
HCKT icon
3591
Hackett Group
HCKT
$287M
$1K ﹤0.01%
65
– –
HCM icon
3592
HUTCHMED
HCM
$2.17B
$1K ﹤0.01%
51
– –
HEPA
3593
DELISTED
Hepion Pharmaceuticals
HEPA
$1K ﹤0.01%
1
– –
HFWA icon
3594
Heritage Financial
HFWA
$1.21B
$1K ﹤0.01%
54
– –
HOOK
3595
DELISTED
HOOKIPA Pharma
HOOK
$1K ﹤0.01%
82
– –
HRTX icon
3596
Heron Therapeutics
HRTX
$92.9M
$1K ﹤0.01%
200
-900
-82% -$9.19K
IONQ.WS
3597
IonQ Inc Warrants
IONQ.WS
$8.06B
$1K ﹤0.01%
+250
New +$1.76K
JILL icon
3598
J. Jill
JILL
$283M
$1K ﹤0.01%
101
– –
JRVR icon
3599
James River Group Holdings
JRVR
$217M
$1K ﹤0.01%
39
-20
-34% -$620
KEX icon
3600
Kirby Corp
KEX
$6.93B
$1K ﹤0.01%
22
– –
142 143
144
145 146

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.