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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOR icon
3576
Worthington Enterprises
WOR
$2.86B
$1K ﹤0.01%
+60
New +$2.16K
WTI icon
3577
W&T Offshore
WTI
$518M
$1K ﹤0.01%
+318
New +$1.14K
TRAW icon
3578
Traws Pharma
TRAW
$8.1M
$1K ﹤0.01%
16
-7
-30% -$902
PRSU
3579
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$1K ﹤0.01%
+25
New +$1.12K
ACHL
3580
DELISTED
Achilles Therapeutics
ACHL
$1K ﹤0.01%
250
– –
NARI
3581
DELISTED
Inari Medical, Inc. Common Stock
NARI
$1K ﹤0.01%
22
-7
-24% -$588
SLCA
3582
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1K ﹤0.01%
204
– –
OMIC
3583
DELISTED
Singular Genomics Systems, Inc. Common Stock
OMIC
$1K ﹤0.01%
+3
New +$1.54K
NTG
3584
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1K ﹤0.01%
64
+1
+2% +$29
SP
3585
DELISTED
SP Plus Corporation
SP
$1K ﹤0.01%
38
– –
ARGO
3586
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$1K ﹤0.01%
33
– –
RAD
3587
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
+118
New +$1.86K
ARNC
3588
DELISTED
Arconic Corporation
ARNC
$1K ﹤0.01%
38
+37
+3,700% +$1.26K
MNTV
3589
DELISTED
Momentive Global Inc. Common Stock
MNTV
$1K ﹤0.01%
76
– –
NVCN
3590
DELISTED
Neovasc Inc.
NVCN
$1K ﹤0.01%
91
– –
GSQD.WS
3591
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$1K ﹤0.01%
+1,000
New +$1.05K
IPOD
3592
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1K ﹤0.01%
150
– –
CDR
3593
DELISTED
Cedar Realty Trust, Inc
CDR
$1K ﹤0.01%
+63
New +$1.14K
BKEP
3594
DELISTED
Blueknight Energy Partners L.P.
BKEP
$1K ﹤0.01%
350
– –
NTUS
3595
DELISTED
Natus Medical Inc
NTUS
$1K ﹤0.01%
79
– –
APTS
3596
DELISTED
Preferred Apartment Communities, Inc.
APTS
$1K ﹤0.01%
134
– –
ECOL
3597
DELISTED
US Ecology, Inc.
ECOL
$1K ﹤0.01%
60
– –
STXB
3598
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$1K ﹤0.01%
+50
New +$1.15K
KRA
3599
DELISTED
Kraton Corporation
KRA
$1K ﹤0.01%
+23
New +$913
LIII.WS
3600
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
$1K ﹤0.01%
+2,280
New +$2.03K
142 143
144
145 146

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.