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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDYN icon
3576
Palladyne AI
PDYN
$278M
$0 ﹤0.01%
+8
New +$476
FLG.PRU
3577
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
– –
-742
Closed -$37K
ENFY
3578
DELISTED
Enlightify Inc
ENFY
$0 ﹤0.01%
100
– –
JOYY
3579
JOYY Inc
JOYY
$3.77B
– –
-185
Closed -$17K
EQC
3580
DELISTED
Equity Commonwealth
EQC
$0 ﹤0.01%
11
– –
MTTR
3581
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-1,300
Closed -$17K
SQSP
3582
DELISTED
Squarespace, Inc.
SQSP
$0 ﹤0.01%
+15
New +$854
ASXC
3583
DELISTED
Asensus Surgical, Inc.
ASXC
$0 ﹤0.01%
+1
New +$2
AIF
3584
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-278
Closed -$4.24K
AIRC
3585
DELISTED
Apartment Income REIT Corp.
AIRC
$0 ﹤0.01%
1
-62
-98% -$2.85K
MODN
3586
DELISTED
MODEL N, INC.
MODN
$0 ﹤0.01%
26
+11
+73% +$403
ENG
3587
DELISTED
ENGlobal Corp
ENG
– –
-663
Closed -$23K
YTEN
3588
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
-23
Closed -$7K
JOAN
3589
DELISTED
JOANN, Inc. Common Stock
JOAN
$0 ﹤0.01%
+20
New +$274
GOEV
3590
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-2
Closed -$7K
BFX
3591
DELISTED
BowFlex Inc.
BFX
– –
-1,618
Closed -$25K
NSTG
3592
DELISTED
NanoString Technologies, Inc.
NSTG
$0 ﹤0.01%
+11
New +$698
VRTV
3593
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+5
New +$261
AVTA
3594
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
+10
New +$164
KMF
3595
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$0 ﹤0.01%
+14
New +$99
CYTO
3596
DELISTED
Altamira Therapeutics Ltd
CYTO
$0 ﹤0.01%
+1
New +$1.37K
RAD
3597
DELISTED
Rite Aid Corporation
RAD
– –
-400
Closed -$8K
IDEX
3598
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-8
Closed -$2K
ARNC
3599
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
1
-6
-86% -$198
TTCF
3600
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$0 ﹤0.01%
30
– –
142 143
144
145 146

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.