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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICL icon
3551
ICL Group
ICL
$6.85B
$2K ﹤0.01%
331
– –
IGMS
3552
DELISTED
IGM Biosciences
IGMS
$2K ﹤0.01%
+160
New +$3.2K
IGOV icon
3553
iShares International Treasury Bond ETF
IGOV
$1.54B
$2K ﹤0.01%
51
– –
IMXI icon
3554
International Money Express
IMXI
$367M
$2K ﹤0.01%
+92
New +$2.11K
ISCB icon
3555
iShares Morningstar Small-Cap ETF
ISCB
$292M
$2K ﹤0.01%
60
– –
ITRI icon
3556
Itron
ITRI
$4.54B
$2K ﹤0.01%
53
-48
-48% -$2.37K
JOBY.WS icon
3557
Joby Aviation Warrants
JOBY.WS
$157K
$2K ﹤0.01%
5,800
– –
JSMD icon
3558
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
$2K ﹤0.01%
57
– –
KNDI
3559
Kandi Technologies Group
KNDI
$65.5M
$2K ﹤0.01%
1,000
– –
KOPN icon
3560
Kopin
KOPN
$791M
$2K ﹤0.01%
1,765
– –
LINC icon
3561
Lincoln Educational Services
LINC
$1.3B
$2K ﹤0.01%
355
– –
MARA icon
3562
Marathon Digital Holdings
MARA
$3.9B
$2K ﹤0.01%
731
-5,929
-89% -$49.8K
MGEE icon
3563
MGE Energy Inc
MGEE
$3.08B
$2K ﹤0.01%
33
– –
MGPI icon
3564
MGP Ingredients
MGPI
$375M
$2K ﹤0.01%
27
– –
MGRC icon
3565
McGrath RentCorp
MGRC
$2.92B
$2K ﹤0.01%
22
– –
MHO icon
3566
M/I Homes
MHO
$3.84B
$2K ﹤0.01%
57
– –
MLAB icon
3567
Mesa Laboratories
MLAB
$574M
$2K ﹤0.01%
18
-60
-77% -$9.4K
MRIN
3568
DELISTED
Marin Software
MRIN
$2K ﹤0.01%
+333
New +$2.32K
MSD
3569
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2K ﹤0.01%
332
– –
NOVT icon
3570
Novanta
NOVT
$6.29B
$2K ﹤0.01%
20
-142
-88% -$19.9K
NRC icon
3571
NRC Health Common Stock
NRC
$450M
$2K ﹤0.01%
58
-72
-55% -$2.79K
ONDS icon
3572
Ondas Inc
ONDS
$5.19B
$2K ﹤0.01%
1,531
+837
+121% +$2.46K
OPI
3573
DELISTED
Office Properties Income Trust
OPI
$2K ﹤0.01%
213
– –
PATK icon
3574
Patrick Industries
PATK
$2.85B
$2K ﹤0.01%
56
– –
PLUS icon
3575
ePlus
PLUS
$2.34B
$2K ﹤0.01%
51
– –
141 142
143
144 145

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.