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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CURI icon
3551
CuriosityStream
CURI
$166M
$2K ﹤0.01%
+1,840
New +$3.23K
CWAN
3552
DELISTED
Clearwater Analytics
CWAN
$2K ﹤0.01%
147
-145
-50% -$2.12K
CWCO icon
3553
Consolidated Water Co
CWCO
$484M
$2K ﹤0.01%
+177
New +$2.79K
DFAE icon
3554
Dimensional Emerging Core Equity Market ETF
DFAE
$9.66B
$2K ﹤0.01%
+134
New +$3.02K
DIHP icon
3555
Dimensional International High Profitability ETF
DIHP
$6.59B
$2K ﹤0.01%
+124
New +$2.65K
DMXF icon
3556
iShares ESG Advanced MSCI EAFE ETF
DMXF
$961M
$2K ﹤0.01%
+48
New +$2.5K
EFR
3557
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$2K ﹤0.01%
225
– –
EP.PRC icon
3558
El Paso Energy Capital Trust I
EP.PRC
$221M
$2K ﹤0.01%
54
– –
ETD icon
3559
Ethan Allen Interiors
ETD
$598M
$2K ﹤0.01%
107
+7
+7% +$163
EVGOW
3560
DELISTED
EVgo Inc Warrants
EVGOW
$2K ﹤0.01%
1,250
– –
EVRI
3561
DELISTED
Everi Holdings
EVRI
$2K ﹤0.01%
154
– –
FCEF icon
3562
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$2K ﹤0.01%
+141
New +$2.9K
FDT icon
3563
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.3B
$2K ﹤0.01%
49
– –
FET icon
3564
Forum Energy Technologies
FET
$882M
$2K ﹤0.01%
108
+80
+286% +$1.83K
FROG icon
3565
JFrog
FROG
$10.7B
$2K ﹤0.01%
+99
New +$2.21K
FRPH icon
3566
FRP Holdings
FRPH
$415M
$2K ﹤0.01%
110
– –
FXL icon
3567
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$2K ﹤0.01%
29
– –
GTBP icon
3568
GT Biopharma
GTBP
$11.6M
$2K ﹤0.01%
57
– –
GUT
3569
Gabelli Utility Trust
GUT
$573M
$2K ﹤0.01%
405
-8,689
-96% -$64.1K
GVI icon
3570
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$2K ﹤0.01%
24
– –
HFWA icon
3571
Heritage Financial
HFWA
$1.2B
$2K ﹤0.01%
77
+23
+43% +$607
HOG icon
3572
Harley-Davidson
HOG
$2.72B
$2K ﹤0.01%
73
-68
-48% -$2.55K
HYI
3573
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2K ﹤0.01%
232
+5
+2% +$62
HYPR icon
3574
Hyperfine
HYPR
$101M
$2K ﹤0.01%
3,000
– –
ICHR icon
3575
Ichor Holdings
ICHR
$2.43B
$2K ﹤0.01%
109
-28
-20% -$828
141 142
143
144 145

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.