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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOACW
3551
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$2K ﹤0.01%
5,000
– –
IPOD.WS
3552
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$2K ﹤0.01%
1,200
– –
IPOF.WS
3553
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$2K ﹤0.01%
1,300
– –
APTS
3554
DELISTED
Preferred Apartment Communities, Inc.
APTS
$2K ﹤0.01%
134
– –
SC
3555
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$2K ﹤0.01%
67
– –
DCRNW
3556
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$2K ﹤0.01%
+1,666
New +$2.9K
MGLN
3557
DELISTED
Magellan Health Services, Inc.
MGLN
$2K ﹤0.01%
22
– –
WTRU
3558
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2K ﹤0.01%
35
– –
CIT
3559
DELISTED
CIT Group Inc.
CIT
$2K ﹤0.01%
67
– –
ADMA icon
3560
ADMA Biologics
ADMA
$2.22B
$1K ﹤0.01%
1,399
-490
-26% -$644
AENTW icon
3561
Alliance Entertainment Holding Corp Warrants
AENTW
$1K ﹤0.01%
2,500
– –
ALHC icon
3562
Alignment Healthcare
ALHC
$2.98B
$1K ﹤0.01%
+89
New +$1.56K
ARLO icon
3563
Arlo Technologies
ARLO
$1.65B
$1K ﹤0.01%
101
– –
DCH
3564
Dauch Corp
DCH
$1.51B
$1K ﹤0.01%
159
– –
BALY icon
3565
Bally's
BALY
$658M
$1K ﹤0.01%
+31
New +$1.36K
BASE
3566
DELISTED
Couchbase
BASE
$1K ﹤0.01%
+52
New +$1.72K
BNO icon
3567
United States Brent Oil Fund
BNO
$727M
$1K ﹤0.01%
50
– –
CAE icon
3568
CAE Inc. Common Shares
CAE
$8.74B
$1K ﹤0.01%
+41
New +$1.14K
CHCT
3569
Community Healthcare Trust
CHCT
$454M
$1K ﹤0.01%
22
– –
CHMI
3570
Cherry Hill Mortgage Investment Corp
CHMI
$88.5M
$1K ﹤0.01%
+163
New +$1.44K
CLDX icon
3571
Celldex Therapeutics
CLDX
$3.28B
$1K ﹤0.01%
34
– –
CLM icon
3572
Cornerstone Strategic Value Fund
CLM
$2.25B
$1K ﹤0.01%
102
– –
CYRX icon
3573
CryoPort
CYRX
$762M
$1K ﹤0.01%
+28
New +$1.94K
DCBO
3574
Docebo
DCBO
$566M
$1K ﹤0.01%
20
-6
-23% -$432
DIN icon
3575
Dine Brands
DIN
$452M
$1K ﹤0.01%
24
-16
-40% -$1.3K
141 142
143
144 145

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.