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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBD icon
3551
Invesco Global Clean Energy ETF
PBD
$192M
$1K ﹤0.01%
70
– –
PDN icon
3552
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
$1K ﹤0.01%
51
-190
-79% -$7.33K
PLAG icon
3553
Planet Green Holdings
PLAG
$8M
$1K ﹤0.01%
110
– –
PLMR icon
3554
Palomar
PLMR
$3.45B
$1K ﹤0.01%
19
– –
PPC icon
3555
Pilgrim's Pride
PPC
$6.54B
$1K ﹤0.01%
51
-249
-83% -$6.24K
PRPL icon
3556
Purple Innovation
PRPL
$41.7M
$1K ﹤0.01%
3
– –
PSO icon
3557
Pearson
PSO
$9.9B
$1K ﹤0.01%
277
+82
+42% +$889
RGP icon
3558
Resources Connection
RGP
$145M
$1K ﹤0.01%
+75
New +$1.13K
RIG icon
3559
Transocean
RIG
$5.82B
$1K ﹤0.01%
717
– –
RNST icon
3560
Renasant Corp
RNST
$3.91B
$1K ﹤0.01%
41
+9
+28% +$321
SBCF icon
3561
Seacoast Banking Corp of Florida
SBCF
$3.35B
$1K ﹤0.01%
52
– –
SBGI icon
3562
Sinclair Inc
SBGI
$1.03B
$1K ﹤0.01%
+35
New +$1.03K
SBS icon
3563
Sabesp
SBS
$18.7B
$1K ﹤0.01%
1,067
+727
+214% +$965
SENEA icon
3564
Seneca Foods Class A
SENEA
$1.21B
$1K ﹤0.01%
+29
New +$1.47K
SFL icon
3565
SFL Corp
SFL
$1.61B
$1K ﹤0.01%
+168
New +$1.27K
SPTN
3566
DELISTED
SpartanNash
SPTN
$1K ﹤0.01%
+57
New +$1.15K
STAA icon
3567
STAAR Surgical
STAA
$1.21B
$1K ﹤0.01%
15
-51
-77% -$7.14K
TCRT icon
3568
Alaunos Therapeutics
TCRT
$4.86M
$1K ﹤0.01%
7
– –
TMCI icon
3569
Treace Medical Concepts
TMCI
$309M
$1K ﹤0.01%
+53
New +$1.46K
TTI icon
3570
TETRA Technologies
TTI
$1.26B
$1K ﹤0.01%
632
– –
FLZH
3571
Flash Sports & Media Holdings
FLZH
$73.3M
$1K ﹤0.01%
4
– –
USO icon
3572
United States Oil Fund
USO
$1.84B
$1K ﹤0.01%
+32
New +$1.56K
VITL icon
3573
Vital Farms
VITL
$525M
$1K ﹤0.01%
69
-157,038
-100% -$2.82M
YARW
3574
Yarrow Bioscience, Inc. Common Stock
YARW
$111M
$1K ﹤0.01%
1
– –
WASH icon
3575
Washington Trust Bancorp
WASH
$741M
$1K ﹤0.01%
+27
New +$1.38K
141 142
143
144 145

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.