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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
3551
TRI-Continental Corp
TY
$1.89B
– –
-1,161
Closed -$39.3K
UFCS icon
3552
United Fire Group
UFCS
$1.41B
– –
-258
Closed -$8K
UFO icon
3553
Procure Space ETF
UFO
$624M
$0 ﹤0.01%
+4
New +$119
FLZH
3554
Flash Sports & Media Holdings
FLZH
$73.3M
$0 ﹤0.01%
+4
New +$880
UNG icon
3555
United States Natural Gas Fund
UNG
$450M
$0 ﹤0.01%
1
– –
USA icon
3556
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
18
-5,090
-100% -$42.7K
USO icon
3557
United States Oil Fund
USO
$1.86B
– –
-512
Closed -$20K
UWMC icon
3558
UWM Holdings
UWMC
$407M
– –
-400
Closed -$3K
VC icon
3559
Visteon
VC
$2.75B
$0 ﹤0.01%
5
-40
-89% -$4.81K
VIPS icon
3560
Vipshop
VIPS
$7.4B
– –
-416
Closed -$12K
VLY icon
3561
Valley National Bancorp
VLY
$8B
– –
-504
Closed -$6K
VPV icon
3562
Invesco Pennsylvania Value Municipal Income Trust
VPV
$195M
– –
-6,780
Closed -$88K
VVR icon
3563
Invesco Senior Income Trust
VVR
$456M
$0 ﹤0.01%
149
+1
+0.7% +$4
WKC icon
3564
World Kinect Corp
WKC
$1.9B
– –
-18
Closed –
WMG icon
3565
Warner Music
WMG
$13.8B
– –
-13,756
Closed -$472K
WPRT
3566
Westport Fuel Systems
WPRT
$35.1M
– –
-6,000
Closed -$431K
WSBC icon
3567
WesBanco
WSBC
$4B
– –
-211
Closed -$7K
WT icon
3568
WisdomTree
WT
$3.26B
$0 ﹤0.01%
100
– –
XOS icon
3569
Xos
XOS
$36.1M
– –
-92
Closed -$27K
XPL icon
3570
Solitario Resources
XPL
$68.9M
$0 ﹤0.01%
400
– –
XTNT icon
3571
Xtant Medical Holdings
XTNT
$62.1M
$0 ﹤0.01%
120
– –
YJ
3572
Yunji
YJ
$6.06M
– –
-100
Closed -$8K
ZLAB icon
3573
Zai Lab
ZLAB
$2.36B
$0 ﹤0.01%
5
-764
-99% -$123K
ZROZ icon
3574
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.27B
– –
-500
Closed -$65K
DAY
3575
DELISTED
Dayforce
DAY
$0 ﹤0.01%
9
-126
-93% -$11.4K
141 142
143
144 145

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.